Omar A. Morillo
MARINER INDEPENDENT
Miramar, FL 33027
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CRD#: 6309316
Professional summary
Omar A Morillo, AIF®, CFP® is a registered financial advisor currently at MARINER INDEPENDENT located in Miramar, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Miramar, Florida.
Omar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Omar has worked at 7 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Jetsetter Financial, LLC; Not investment-related; Address: 2980 McFarlane Road, Miami, FL 33133; Nature: Insurance sales, Position: Manager and President; Start date: 08/2015, Hours/month: 10 hours/month all of which are during securities trading hours; Duties: Insurance brokerage. (2) Licensed insurance agent; Not investment-related; Business is conducted from 2980 McFarlane Road, Miami, FL 33133; Insurance sales: Insurance Agent; 07/2013; 10 hours per month all of which are during securities trading hours; Implementation of insurance sales. (3) Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 01/2021. Business is conducted from 2980 McFarlane Road, Miami, FL 33133. (4) Jetsetter Fullfillment, LLC; Not investment-related; Business is conducted at 3200 SW 192nd Ave., Miramar, FL 33029; Online merchandise sales; Owner; 10/2021; Five (5) hours per month; Zero (0) hours during securities trading hours; Acquire merchandise to sell through the online store. (5) Imperio Wealth Advisors; Miramar, FL; FOUNDER; OFFERING INVESTMENT ADVISORY SERVICES THROUGH MARINER PLATFORM SOLUTIONS; START DATE 04/2022; 160 HRS/MONTH AND DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Omar A Morillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
May 24, 2022 - Present
MARINER INDEPENDENT
Office #1: 3350 Sw 148th Avenue Suite 110, Miramar, FL 33027RIA
CRD#: 305418
Miramar, FL
Current
January 22, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 3350 Sw 148th Ave Suite 110, Miramar, FL 33027BD
CRD#: 35747
Miramar, FL
Past
February 22, 2021 - May 16, 2022
OCTAVIA WEALTH ADVISORS LLC
RIA
CRD#: 306909
MIAMI, FL
Past
January 6, 2021 - February 19, 2021
PROXY WEALTH ADVISORS LLC
RIA
CRD#: 298080
MIAMI, FL
Past
April 9, 2018 - January 11, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
MIRAMAR, FL
Past
April 6, 2018 - January 11, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MIRAMAR, FL
Past
April 21, 2016 - April 12, 2018
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BOCA RATON, FL
Past
March 9, 2016 - April 12, 2018
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
BOCA RATON, FL
Past
January 25, 2016 - March 28, 2016
EQUITY SERVICES, INC.
RIA
CRD#: 265
SUNRISE, FL
Past
November 17, 2015 - March 28, 2016
EQUITY SERVICES, INC.
BD
CRD#: 265
SUNRISE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MARINER INDEPENDENT
ABUNDANT LIFE FINANCIAL | XTRAMILE FINANCIAL GROUP | XMC WEALTH MANAGEMENT | WEALTH WITH OPTIONS | VAIL CAPITAL MANAGEMENT | TOTAL WEALTH SERVICES | STRATEGIC PATH RETIREMENT | STERLING PRIVATE WEALTH | SIDEBAR ADVISORS | SEVEN MILE ADVISORY | ROLLING HILLS ADVISORS | REGENT PRIVATE WEALTH | RATIONAL WEALTH SOLUTIONS | PROMONTORY WEALTH | PRECISE WEALTH MANAGEMENT | PHALANX VFO, LLC | PAX FINANCIAL ADVISORS | PACE WEALTH ADVISORS LLC | OLDFIELD WEALTH PARTNERS | OCEAN PATH ADVISORS | OCEAN HEIGHTS ADVISORS | NELSON WEALTH MANAGEMENT, LLC | NARROW GATE WEALTH MANAGEMENT | MONARCH PRIVATE WEALTH GROUP | MAYS WEALTH MANAGEMENT GROUP | MAURO CAPITAL MANAGEMENT | MARINER PLATFORM SOLUTIONS, LLC | MARINER PLATFORM SOLUTIONS | MARINER INDEPENDENT | MARINER ADVISOR NETWORK | MARINER | LOGARUS WEALTH SOLUTIONS | LINDENBERG FINANCIAL PLANNING | LAKE LIFE FINANCIAL PLANNING | KONA FINANCIAL PLANNING | KINNEY MUNRO WEALTH ADVISORS | KADIMA WEALTH | JOOY WEALTH | INVESTTAX WEALTH ADVISERS | INTERSECT WEALTH ADVISORS | INFINITY WEALTH COMPANY | IMPERIO WEALTH ADVISORS | GROWING LEGACIES | FORTITUDE FINANCIAL PARTNERS | FOOTHILL WEALTH ADVISORS | EXIT 59 ADVISORY | ECLECTIC WEALTH MANAGEMENT | CONNECT WEALTH GROUP | CONFLUENCE WEALTH MANAGEMENT | CONFIDO ADVICE & INVESTMENTS | CARY FINANCIAL PLANNING | CARBON WEALTH ADVISORS | CAPLAN CAPITAL MANAGEMENT | CAMDEN INVESTMENT CO | BRANCH PARTNERS, LLC | ARCHIWEALTH | ADVICEPERIOD
CRD#: 305418 / SEC#: 801-117332
RIA
Registered Investment Advisory firm - (9/12/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/22/2021)
IAR
Florida(5/24/2022)
RR
New York(1/22/2021)
RR
North Carolina(1/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MARINER INDEPENDENT
ABUNDANT LIFE FINANCIAL | XTRAMILE FINANCIAL GROUP | XMC WEALTH MANAGEMENT | WEALTH WITH OPTIONS | VAIL CAPITAL MANAGEMENT | TOTAL WEALTH SERVICES | STRATEGIC PATH RETIREMENT | STERLING PRIVATE WEALTH | SIDEBAR ADVISORS | SEVEN MILE ADVISORY | ROLLING HILLS ADVISORS | REGENT PRIVATE WEALTH | RATIONAL WEALTH SOLUTIONS | PROMONTORY WEALTH | PRECISE WEALTH MANAGEMENT | PHALANX VFO, LLC | PAX FINANCIAL ADVISORS | PACE WEALTH ADVISORS LLC | OLDFIELD WEALTH PARTNERS | OCEAN PATH ADVISORS | OCEAN HEIGHTS ADVISORS | NELSON WEALTH MANAGEMENT, LLC | NARROW GATE WEALTH MANAGEMENT | MONARCH PRIVATE WEALTH GROUP | MAYS WEALTH MANAGEMENT GROUP | MAURO CAPITAL MANAGEMENT | MARINER PLATFORM SOLUTIONS, LLC | MARINER PLATFORM SOLUTIONS | MARINER INDEPENDENT | MARINER ADVISOR NETWORK | MARINER | LOGARUS WEALTH SOLUTIONS | LINDENBERG FINANCIAL PLANNING | LAKE LIFE FINANCIAL PLANNING | KONA FINANCIAL PLANNING | KINNEY MUNRO WEALTH ADVISORS | KADIMA WEALTH | JOOY WEALTH | INVESTTAX WEALTH ADVISERS | INTERSECT WEALTH ADVISORS | INFINITY WEALTH COMPANY | IMPERIO WEALTH ADVISORS | GROWING LEGACIES | FORTITUDE FINANCIAL PARTNERS | FOOTHILL WEALTH ADVISORS | EXIT 59 ADVISORY | ECLECTIC WEALTH MANAGEMENT | CONNECT WEALTH GROUP | CONFLUENCE WEALTH MANAGEMENT | CONFIDO ADVICE & INVESTMENTS | CARY FINANCIAL PLANNING | CARBON WEALTH ADVISORS | CAPLAN CAPITAL MANAGEMENT | CAMDEN INVESTMENT CO | BRANCH PARTNERS, LLC | ARCHIWEALTH | ADVICEPERIOD
CRD#: 305418 / SEC#: 801-117332
RIA
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Contact information
Main Address
5700 West 112th Street Suite 500, Overland Park, KS 66211
Mailing Address
Phone number
(650) 571-1934
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,412 |
| AUM (Assets Under Management) | $ 5,615,227,678 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/05/2024 | ||
| 12/15/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MARINER INDEPENDENT
CRD#: 305418Miramar, FL 33027TRUST BUT VERIFY
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