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Douglas W. Daniel
SUMMIT FINANCIAL WEALTH ADVISORS
Lafayette, LA 70503
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CRD#: 6309206
DD
Professional summary
Douglas William Daniel, who also goes by Doug William Daniel, is a registered financial advisor currently at SUMMIT FINANCIAL WEALTH ADVISORS located in Lafayette, Louisiana.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Douglas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doug William Daniel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Daniel Investments, Inc., Not Business Related, 200 Edgehill Circle, Lafayette, LA 70508 -- Forestry/Tree Farm, Partner, Start 2010 -- 2 hours per month devoted during trading hours.
2) DAVID R & KAREN DANIEL FAMILY FOUNDATION; NOT INVESTMENT RELATED; 200 EDGEHILL CIR LAFAYETTE, LA 70508; CHARITY OR NON-PROFIT ORGANIZATIONS; MEMEBER; 03/28/2018; 0 HR/MONTH; NO COMPENSATION.
3) DCD DANIEL PROPERTIES, NOT INVESTMENT RELATED; 200 EDGEHILL CIR LAFAYETTE, LA 70508; CHARITY OR NON-PROFIT ORGANIZATIONS; PARTNER; 02/13/2019; 0 HR/MONTH; NO COMPENSATION.
4) BDKK FAMILY PROPERTIES, NOT INVESTMENT RELATED; 200 EDGEHILL CIR LAFAYETTE, LA 70508; CHARITY OR NON-PROFIT ORGANIZATIONS; MEMBER; 02/13/2019; 0 HR/MONTH; NO COMPENSATION.
5) DAVID R & KAREN DANIEL FAMILY LLC, NOT INVESTMENT RELATED; 200 EDGEHILL CIR LAFAYETTE, LA 70508; CHARITY OR NON-PROFIT ORGANIZATIONS; MEMEBER; 02/13/2019; 0 HR/MONTH; NO COMPENSATION.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas William Daniel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2017 - Present
SUMMIT FINANCIAL WEALTH ADVISORS
Office #1: 1021 E. St. Mary Blvd., Lafayette, LA 70503RIA
CRD#: 171278
Lafayette, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SUMMIT FINANCIAL WEALTH ADVISORS
SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC
CRD#: 171278 / SEC#: 801-79686
RIA
Registered Investment Advisory firm - (5/21/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(8/16/2017)
Current Firm
SF
SUMMIT FINANCIAL WEALTH ADVISORS
SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC
CRD#: 171278 / SEC#: 801-79686
RIA
Registered Investment Advisory firm - (5/21/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1021 E. St. Mary Blvd., Lafayette, LA 70503
Mailing Address
P O Box 53007, Lafayette, LA 70505
Phone number
(337) 232-1141
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,620 |
| AUM (Assets Under Management) | $ 1,421,450,420 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUMMIT FINANCIAL WEALTH ADVISORS
CRD#: 171278Lafayette, LA 70503TRUST BUT VERIFY
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