Giancarlo Diaz-munio Mendez

FREEDOM ADVISORY

Guaynabo, PR 00968-8067

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CRD#: 6309159

Professional summary

Giancarlo Diaz-munio Mendez, CFP®, who also goes by Giancarlo Diaz, Giancarlo Diaz-munio, Giancarlo Diaz-munio Mendez, is a registered financial advisor currently at FREEDOM ADVISORY located in Guaynabo, .

Giancarlo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Giancarlo has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Giancarlo Diaz | Giancarlo Diaz-Munio | Giancarlo Diaz-Munio Mendez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Molly and Co., LLC, Tiffany's Plaza, Calle Arbolote No. 19, Guaynabo, PR 00969, non-investment-related business for dogs' accessories. Officer/Vice President, consulting duties, beginning February 1, 2022. Approximately two hours per month devoted to this business, none during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giancarlo Diaz-munio Mendez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 7, 2014 - Present

FREEDOM ADVISORY

Office #1: Centro Internacional De Mercadeo 90 Carr 165 Ste 505, Guaynabo, PR 00968-8067

RIA

CRD#: 147546

Guaynabo, PR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FREEDOM ADVISORY

FREEDOM ADVISORY | FREEDOM ADVISORY, LLC

CRD#: 147546 / SEC#: 801-110235

RIA

Registered Investment Advisory firm - (4/3/2017 Approved)

Florida

Registered Investment Advisory firm - (4/6/2017 Terminated)

Illinois

Registered Investment Advisory firm - (4/3/2017 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2013 Terminated)

Puerto Rico

Registered Investment Advisory firm - (4/6/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(3/7/2014)

IAR

Texas
(3/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2013

Uniform Investment Adviser Law Examination

Current Firm

FREEDOM ADVISORY

FREEDOM ADVISORY | FREEDOM ADVISORY, LLC

CRD#: 147546 / SEC#: 801-110235

RIA

Registered Investment Advisory firm - (4/3/2017 Approved)

Florida

Registered Investment Advisory firm - (4/6/2017 Terminated)

Illinois

Registered Investment Advisory firm - (4/3/2017 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2013 Terminated)

Puerto Rico

Registered Investment Advisory firm - (4/6/2017 Terminated)

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Contact information

Main Address

Centro Internacional De Mercadeo 90 Carr 165 Ste 505, Guaynabo, PR 00968-8067

Mailing Address

Po Box 363113, San Juan, PR 00936-3113

Phone number

(787) 792-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts	805
AUM (Assets Under Management)	$ 697,771,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Giancarlo Diaz-munio Mendez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giancarlo Diaz-munio Mendez's CRS (Customer Relationship Summary).

Certified licenses

Experience

FREEDOM ADVISORY

Primary Firm SEC Registration

FREEDOM ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2013

Current Firm

FREEDOM ADVISORY

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FREEDOM ADVISORY

TRUST BUT VERIFY

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