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Scott A. Bradtmiller

Some features on this profile are disabled
CRD#: 6309018
SB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Allen Bradtmiller, who also goes by Scott A. Bradtmiller, Scott Bradtmiller Sr, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2014. Scott had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott A. Bradtmiller | Scott Bradtmiller Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 01/08/2020 - CX Risk Management - Insurance Agency - Chief Compliance Officer - inv rel - at reported business location(s) - start: 01/2020. 2) Since 2015, served on Board of Directors for Dr. Bill Lewis Center for Children, a non investment related entity located at 2730C E State Blvd Fort Wayne, IN 46805. The entity specializes in advocating for the best interest of children in the the surrounding area. Less than 1 hour per month is devoted to this entity. None of the time during security trading hours. 3) Since 2016, served on Board of Directors for CASA, a non investment related entity located at 1 E. Main St. Fort Wayne, IN 46802. The entity specializes in advocating for the best interest of children in the the surrounding area. Less than 1 hour per month is devoted to this entity. None of the time during security trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 20, 2020 - March 9, 2022

CX INSTITUTIONAL, LLC

RIA
CRD#: 292627
AUBURN, IN
Past

March 11, 2020 - March 9, 2022

CXI ADVISORS, LLC

RIA
CRD#: 301321
AUBURN, IN
Past

January 17, 2020 - September 18, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
AUBURN, IN
Past

August 7, 2018 - January 27, 2020

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
FT WAYNE, IN
Past

August 7, 2018 - January 27, 2020

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
FT WAYNE, IN
Past

July 6, 2016 - August 13, 2018

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
HUNTINGTON, IN
Past

September 8, 2015 - August 13, 2018

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
HUNTINGTON, IN
Past

August 27, 2014 - October 30, 2014

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
CROWN POINT, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CX INSTITUTIONAL, LLC
CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA
Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/23/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/23/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 5/23/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/11/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/27/2014
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/23/2024
Investment Company Products/Variable Contracts Principal Examination

Current Firm

CI
CX INSTITUTIONAL, LLC
CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA
Registered Investment Advisory firm - (3/1/2018 Approved)
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Contact information

Main Address
200 East 7th Street, Auburn, IN 46706
Mailing Address
Phone number
(260) 927-1830
Established
Firm type
Fiscal year end
# of Employees
106

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (10/14/2025)
ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts14,284
AUM (Assets Under Management)$ 4,121,239,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CX INSTITUTIONAL, LLC

CRD#: 292627

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