Christopher Leighninger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Leighninger, who also goes by Christopher H Leighninger, Christopher Heinz Leighninger, Christopher Leighninger, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2014. Christopher had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2021 - January 22, 2025
TRANSAMERICA RETIREMENT ADVISORS, LLC
February 25, 2021 - January 22, 2025
TRANSAMERICA INVESTORS SECURITIES, LLC
January 11, 2017 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 11, 2017 - January 11, 2021
TD AMERITRADE, INC.
January 11, 2017 - January 11, 2021
TD AMERITRADE, INC.
October 28, 2016 - January 13, 2017
FBL MARKETING SERVICES, LLC
September 26, 2014 - June 24, 2016
EQUITABLE ADVISORS, LLC
July 14, 2014 - June 24, 2016
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
