DS
David G. Schneider
WAYCROSS INVESTMENT MANAGEMENT CO
BELLINGHAM, WA 98225
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CRD#: 6308645
DS
Professional summary
David Geoffrey Schneider is a registered financial advisor currently at WAYCROSS INVESTMENT MANAGEMENT CO located in Bellingham, Washington.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAVID SCHNEIDER OPERATES DGS CONSULTING AS A SOLE PROPRIETORSHIP FROM 01/2003 TO PRESENT. WORK IS INVESTMENT RELATED IN THAT HE CONDUCTS ECONOMIC AND FINANCIAL ANALYSES USED BY LAWYERS, DEVELOPERS, AND INVESTORS IN AREAS SUCH AS THE US CITIZENSHIP AND IMMIGRATION SERVICE (USCIS) "EB-5" FOREIGN INVESTOR PROGRAM. INDIVIDUALIZED INVESTMENT ADVICE NOT PROVIDED AS A SERVICE OF DGS CONSULTING. DGS CONSULTING IS CURRENTLY LOCATED IN BELLINGHAM, WA. APPROXIMATELY 85 HOURS PER MONTH AND 50% OF THAT DURING BUSINESS HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view David Geoffrey Schneider's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2014 - Present
WAYCROSS INVESTMENT MANAGEMENT CO
Office #1: 119 N, Commercial St. Suite 191, Bellingham, WA 98225RIA
CRD#: 105034
BELLINGHAM, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WAYCROSS INVESTMENT MANAGEMENT CO
WAYCROSS INVESTMENT MANAGEMENT CO | WAYCROSS INVESTMENT MANAGEMENT COMPANY
CRD#: 105034 / SEC#: 801-120007
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)Delaware
Registered Investment Advisory firm - (1/25/2021 Terminated)Washington
Registered Investment Advisory firm - (2/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(4/4/2014)
Current Firm
WI
WAYCROSS INVESTMENT MANAGEMENT CO
WAYCROSS INVESTMENT MANAGEMENT CO | WAYCROSS INVESTMENT MANAGEMENT COMPANY
CRD#: 105034 / SEC#: 801-120007
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)Delaware
Registered Investment Advisory firm - (1/25/2021 Terminated)Washington
Registered Investment Advisory firm - (2/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
119 N Commercial St Ste 191, Bellingham, WA 98225
Mailing Address
Po Box 1618, Bellingham, WA 98227-1618
Phone number
(360) 671-0148
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 334 |
| AUM (Assets Under Management) | $ 216,691,379 |
Red Flags
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