Brendan Morad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Morad, who also goes by Brendan Edward Morad, Brendan Morad, was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 2014. Brendan had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2021 - October 14, 2021
AAG CAPITAL, INC
January 3, 2018 - March 31, 2021
REALTA EQUITIES, INC.
June 6, 2016 - December 13, 2016
REALTA EQUITIES, INC.
March 15, 2014 - May 23, 2016
P.J. ROBB VARIABLE, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AAG CAPITAL, INC
CRD#: 188 / SEC#: , 8-12911
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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