Ladyanne Castellanos

AMERAUDI ASSET MANAGEMENT

Miami, FL

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CRD#: 6308189

Professional summary

Ladyanne Castellanos, who also goes by Ladyanne Castellanos Pineda, is a registered financial advisor currently at AMERAUDI ASSET MANAGEMENT, INC. located in Miami, Florida.

Ladyanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ladyanne has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ladyanne Castellanos Pineda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ladyanne Castellanos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2024 - Present

AMERAUDI ASSET MANAGEMENT, INC.

RIA

CRD#: 119854

Miami, FL

Past

April 6, 2021 - May 28, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Miami, FL

Past

April 6, 2021 - May 28, 2024

MORGAN STANLEY

CRD#: 149777

Miami, FL

Past

November 12, 2015 - April 7, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

April 2, 2015 - April 7, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERAUDI ASSET MANAGEMENT, INC.

CRD#: 119854 / SEC#: 801-115201

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

Florida

Registered Investment Advisory firm - (5/10/2019 Terminated)

New York

Registered Investment Advisory firm - (5/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/11/2024)

IAR

New York
(6/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2015

General Securities Representative Examination

Current Firm

AMERAUDI ASSET MANAGEMENT, INC.

CRD#: 119854 / SEC#: 801-115201

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

Florida

Registered Investment Advisory firm - (5/10/2019 Terminated)

New York

Registered Investment Advisory firm - (5/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2019 Terminated)

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Contact information

Main Address

19 East 54th Street, New York, NY 10022

Mailing Address

Phone number

(212) 833-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMERAUDI ASSET MANAGEMENT, INC PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,245
AUM (Assets Under Management)	$ 1,743,966,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ladyanne Castellanos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ladyanne Castellanos's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

AMERAUDI ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/1/2015

Current Firm

AMERAUDI ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERAUDI ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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