Bryan M. Wells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan M Wells, who also goes by Bryan Matthew Wells, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2014. Bryan had worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2023 - December 9, 2024
CARTA CAPITAL MARKETS, LLC
September 6, 2018 - October 13, 2023
CARTA SECURITIES, LLC
August 18, 2014 - July 10, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 2014 - July 10, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CARTA CAPITAL MARKETS, LLC
CRD#: 304751 / SEC#: , 8-70396
Contact information
Documents
Red Flags
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