Kathleen E. Crowley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Elizabeth Crowley was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2014. Kathleen had worked at 1 firm and has passed the Series 63, SIE, Series 50, Series 79, Series 54 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2014 - June 3, 2024
BAKER TILLY CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BAKER TILLY CAPITAL, LLC
CRD#: 115333 / SEC#: , 8-53480
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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