DW

Darrell K. Warner

QMULATE
Simi Valley, CA
Some features on this profile are disabled
CRD#: 6307978
DW

Professional summary


Darrell Keith Warner II, who also goes by Darrell Keith Warner, is a registered financial advisor currently at QMULATE located in Simi Valley, California.

Darrell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Darrell has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Darrell Keith Warner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Darrell Keith Warner II's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 17, 2015 - Present

QMULATE

RIA
CRD#: 277124
Simi Valley, CA
Past

April 10, 2014 - April 9, 2015

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SHERMAN OAKS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/17/2015)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


QM
QMULATE
BLUEROCK CAPITAL ADVISORS, LLC | QMULATE CAPITAL, LLC | QMULATE

CRD#: 277124 / SEC#:

California
Registered Investment Advisory firm - (8/17/2015 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Simi Valley, CA
Mailing Address
2655 First St. Suite #250, Simi Valley, CA 93065
Phone number
(805) 465-7370
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts31
AUM (Assets Under Management)$ 6,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QMULATE

CRD#: 277124Simi Valley, CA

TRUST BUT VERIFY

Monitor Darrell Warner

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.