CM
Chad P. Michaels
SPYRNAL FINANCIAL GROUP
Bokeelia, FL 33922
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CRD#: 6307586
CM
Professional summary
Chad Patrick Michaels, CFP®, who also goes by Chad Michaels, is a registered financial advisor currently at SPYRNAL FINANCIAL GROUP located in Bokeelia, Florida.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Chad has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Michaels
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Spyrnal & Associates, Inc, Not investment-related, 5524 Avenue A, Bokeelia, FL 33922, Insurance Agency, Insurance Agent, 03/01/2019, 100 hours/month (80 during trading hours), meet with clients, process paperwork, run proposals. Michaels Advisory, LLC, not investment related, 5524 Avenue A, Bokeelia, FL 33922, Registered Agent and Manager, 12/20/2019, Michaels Advisory, LLC, is an entity that exists solely for record-keeping and tax and purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Patrick Michaels's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 14, 2019 - Present
SPYRNAL FINANCIAL GROUP
Office #1: 5524 Avenue A, Bokeelia, FL 33922RIA
CRD#: 299957
Bokeelia, FL
Past
August 22, 2014 - March 12, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
FORT MYERS, FL
Past
April 16, 2014 - March 12, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
FORT MYERS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SPYRNAL FINANCIAL GROUP
SNOWBIRD RETIREMENT | SPYRNAL WEALTH MANAGEMENT, LLC | SPYRNAL WEALTH MANAGEMENT | SPYRNAL FINANCIAL GROUP
CRD#: 299957 / SEC#: 801-129269
RIA
Registered Investment Advisory firm - (1/2/2024 Approved)Florida
Registered Investment Advisory firm - (2/20/2024 Terminated)Illinois
Registered Investment Advisory firm - (2/20/2024 Terminated)Michigan
Registered Investment Advisory firm - (2/27/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/14/2019)
IAR
Illinois(4/10/2024)
IAR
Texas(2/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SF
SPYRNAL FINANCIAL GROUP
SNOWBIRD RETIREMENT | SPYRNAL WEALTH MANAGEMENT, LLC | SPYRNAL WEALTH MANAGEMENT | SPYRNAL FINANCIAL GROUP
CRD#: 299957 / SEC#: 801-129269
RIA
Registered Investment Advisory firm - (1/2/2024 Approved)Florida
Registered Investment Advisory firm - (2/20/2024 Terminated)Illinois
Registered Investment Advisory firm - (2/20/2024 Terminated)Michigan
Registered Investment Advisory firm - (2/27/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5524 Avenue A, Bokeelia, FL 33922
Mailing Address
Phone number
(239) 282-2835
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 384 |
| AUM (Assets Under Management) | $ 117,884,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPYRNAL FINANCIAL GROUP
CRD#: 299957Bokeelia, FL 33922TRUST BUT VERIFY
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