James M. Franklin
Professional summary
James M. Franklin, who also goes by James Franklin Jr, James Franklin, is a registered financial advisor currently at J. FRANKLIN FINANCIAL LLC located in Metter, Georgia.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. James has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James M. Franklin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2022 - Present
J. FRANKLIN FINANCIAL LLC
Office #1: 1a S. Rountree St, Metter, GA 30439October 31, 2019 - August 30, 2022
TLG ADVISORS, INC.
October 22, 2019 - August 30, 2022
THE LEADERS GROUP, INC.
August 23, 2017 - October 30, 2019
MML INVESTORS SERVICES, LLC
April 24, 2015 - October 30, 2019
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/31/2022)
Exams
Series 7TO
Date: 2/21/2020
General Securities Representative ExaminationCurrent Firm
J. FRANKLIN FINANCIAL LLC
CRD#: 321921 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 24,678,513 |
Red Flags
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