DS

Daniel L. Stueckemann

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CRD#: 6307290
DS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel L Stueckemann was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2014. Daniel had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 14, 2014 - July 11, 2016

INVESTMENT ADVISORS CORP

RIA
CRD#: 117531
BASEHOR, KS
Past

March 17, 2014 - July 11, 2016

BROKER DEALER FINANCIAL SERVICES CORP.

BD
CRD#: 8073
Basehor, KS

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/5/2014
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


IA
INVESTMENT ADVISORS CORP
A.O. WEALTH ADVISORY | PREFERRED WEALTH MANAGEMENT, LLC. | MAIN STREET ADVISORY GROUP | INVESTMENT ADVISORS CORP | IH MISSISSIPPI VALLEY CU INVESTMENT SERVICES | HOBSON FINANCIAL | CORE FINANCIAL SERVICES | CARMONY ASSET & WEALTH ADVISORS | BLACKSTONE WEALTH ADVISORS, LLC

CRD#: 117531 / SEC#: 801-69573

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Contact information


Main Address
140 So. 68th Street, West Des Moines, IA 50266
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Red Flags


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Company Information


INVESTMENT ADVISORS CORP

CRD#: 117531

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