Brett A. Becker

BRIDGES INVESTMENT MANAGEMENT

Omaha, NE 68154

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CRD#: 6307181

Professional summary

Brett Alan Becker is a registered financial advisor currently at BRIDGES INVESTMENT MANAGEMENT INC located in Omaha, Nebraska.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brett has worked at 5 firms and has passed the Series 66, SIE, Series 52, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bridges Trust Company, Investment-related, 13333 California Street Suite 500 Omaha NE 68154, Trust Company, Portfolio Manager, September 2024, 10 hours/month during trading hours, investment management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Alan Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2024 - Present

BRIDGES INVESTMENT MANAGEMENT INC

Office #1: 13333 California St Suite 500, Omaha, NE 68154

RIA

CRD#: 108028

Omaha, NE

Past

April 17, 2024 - August 30, 2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

OMAHA, NE

Past

April 17, 2024 - August 30, 2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

OMAHA, NE

Past

August 6, 2019 - April 23, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OMAHA, NE

Past

August 5, 2019 - April 23, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OMAHA, NE

Past

March 23, 2015 - July 30, 2019

INSIGHT SECURITIES, INC.

RIA

CRD#: 5611

HIGHLAND PARK, IL

Past

March 23, 2015 - July 30, 2019

INSIGHT SECURITIES, INC.

CRD#: 5611

HIGHLAND PARK, IL

Past

June 27, 2014 - February 13, 2015

WADDELL & REED

RIA

CRD#: 866

LINCOLN, NE

Past

May 28, 2014 - February 13, 2015

WADDELL & REED

CRD#: 866

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGES INVESTMENT MANAGEMENT INC

BRIDGES INVESTMENT MANAGEMENT INC | BRIDGES TRUST

CRD#: 108028 / SEC#: 801-57056

RIA

Registered Investment Advisory firm - (12/9/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(9/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 2/10/2016

Municipal Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 6/9/2015

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/28/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/21/2016

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/10/2015

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/21/2015

General Securities Principal Examination

Current Firm

BRIDGES INVESTMENT MANAGEMENT INC

BRIDGES INVESTMENT MANAGEMENT INC | BRIDGES TRUST

CRD#: 108028 / SEC#: 801-57056

RIA

Registered Investment Advisory firm - (12/9/1999 Approved)

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Contact information

Main Address

13333 California St Suite 500, Omaha, NE 68154

Mailing Address

Po Box 542021, Omaha, NE 68154-8021

Phone number

(402) 397-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE (3/31/2025)

ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,870
AUM (Assets Under Management)	$ 10,380,538,213

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/13/2025	Cover Page	Report
12/20/2024	Cover Page	Report
11/28/2023	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett A. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Alan Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

INSIGHT SECURITIES, INC.

INSIGHT SECURITIES, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

BRIDGES INVESTMENT MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2014

SIE

Date: 10/1/2018

Series 52

Date: 2/10/2016

Series 55

Date: 6/9/2015

Series 7

Date: 5/28/2014

Series 53

Date: 3/21/2016

Series 4

Date: 12/10/2015

Series 24

Date: 9/21/2015

Current Firm

BRIDGES INVESTMENT MANAGEMENT INC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRIDGES INVESTMENT MANAGEMENT INC

TRUST BUT VERIFY

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