CR
Cynthia F. Reidy
TRANSAMERICA FINANCIAL ADVISORS
Portland, OR 97224
Some features on this profile are disabled
CRD#: 6306718
CR
Professional summary
Cynthia Fernandez Reidy, who also goes by Cindy J Fernandez, Cindy Jocson Fernandez, Cindy Fernandez, Cynthia J Fernandez, Cynthia Jocson Fernandez, Cynthia Fernandez, Cynthia Jocson Fernandez, Cindy F Reidy, Cindy Fernandez Reidy, Cindy Reidy, Cynthia F Reidy, Cynthia Reidy, Cindy Fernandez Reidy, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Portland, Oregon.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Cynthia has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy J Fernandez | Cindy Jocson Fernandez | Cindy Fernandez | Cynthia J Fernandez | Cynthia Jocson Fernandez | Cynthia Fernandez | Cynthia Jocson Fernandez | Cindy F Reidy | Cindy Fernandez Reidy | Cindy Reidy | Cynthia F Reidy | Cynthia Reidy | Cindy Fernandez Reidy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.
CHARLES amp; CYNTHIA REIDY INCOME FROM RENTAL PROPERTIES/Investment Related - No/5003 NW 141st Street Vancouver, WA 98685/My husband and I have owned rental/investment properties for years (since 1991). At one time we've had up to four investment/rental properties in several states. We have sold two within the past two years at the height of the market. We now have only two remaining investment properties and they are located in South Seattle/Federal Way, WA. They are two condominiums in a gated community and are professionally managed by Agilon Properties. Our Property Manager is Teresa Warner. We have no ownershi/Co-owner of rental properties owned./01.2006/0/0/I co-own the property with my husband. We receive tax forms from Agilon Properties yearly to submit to our tax professional who files our taxes on our behalf. We make final decisions with a phone call when tenants change in case there are two or more qualified renters vying to rent the properties at any moment in time. Those phone calls or emails take a few minutes of our time. Our property manager has the tenants sign one year leases. We don't spend any other time or energy on the properties. W
Co name: NETLAW INC / emp dates: 0919 TO PRESENT/ INVESTMENT RELATED: NO /address: 12910 SHELBYVILLE ROAD SUITE 124 LOUISVILLE, KY 40243/ position: REPRESENTATIVE / nature of business: DIGITAL ESTATE PLANNING DOCUMENTS / hrs work monthly: 5/Sec trading hrs: 0 / duties: WHEN A CLIENT IS INTERESTED IN ESTATE PLANNING DOCUMENTS, I CAN OFFER THIS SERVICE TO THEM
OBA Amendment Update: "NETLAW INC"
Co name: EVERGREEN EYE CARE PLLC / emp dates: 0919 TO PRESENT/ INVESTMENT RELATED: NO /address: 1319 NE 134TH STREET SUITE 107 VANCOUVER, WA 98685/ position: PATIENT CARE COORDINATOR / nature of business: PRIVATE OPTOMETRIC (EYE CARE) OFFICE PROVIDING EXAMINATIONS, GLASSES, AND CONTACT LENSES TO PATIENTS / hrs work monthly: 176/Sec trading hrs: 8 / duties: PROVIDE SUPPORT TO DOCTORS AND STAFF BY ANSWERING PHONES, MAKING PATIENT APPOINTMENTS, ORDERING SUPPLIES, AND OTHER ADMINISTRATIVE DUTIES AS ASSIGNED
OBA Amendment Update: "EVERGREEN EYE CARE PLLC"
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Fernandez Reidy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cynthia Fernandez Reidy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 7421 Sw Bridgeport Rd, Portland, OR 97224RIA
BD
CRD#: 16164
Portland, OR
Current
February 26, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 7421 Sw Bridgeport Rd, Portland, OR 97224RIA
BD
CRD#: 16164
Portland, OR
Past
July 19, 2016 - January 23, 2018
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Vancouver, WA
Past
July 13, 2016 - January 23, 2018
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Vancouver, WA
Past
September 2, 2014 - July 7, 2016
EDWARD JONES
RIA
CRD#: 250
VANCOUVER, WA
Past
May 29, 2014 - July 7, 2016
EDWARD JONES
BD
CRD#: 250
VANCOUVER, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(2/26/2018)
IAR
Oregon(3/30/2018)
RR
Washington(2/26/2018)
IAR
Washington(2/26/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
