Michael S. Muldoon

SCHWAB WEALTH ADVISORY

Tysons Corner, VA

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CRD#: 6306268

Professional summary

Michael Stephen Muldoon, CFP®, who also goes by Michael S Muldoon, Michael Muldoon, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Tysons Corner, Virginia and CHARLES SCHWAB & CO., INC. located in Tysons Corner, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 13 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael S Muldoon | Michael Muldoon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael Muldoon Sole Proprietor; Yes; Annadale, VA; Insurance Agent; 10/2022; 5/MO; 0/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Stephen Muldoon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 13, 2024 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Tysons Corner, VA

Current

February 13, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 1650 Tysons Blvd Suite 150, Tysons Corner, VA 22102-4856

RIA

CRD#: 5393

Tysons Corner, VA

Past

April 11, 2023 - August 31, 2023

LEGACY WEALTH MANAGEMENT INC.

RIA

CRD#: 173453

MANASSAS, VA

Past

August 29, 2022 - December 22, 2022

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

OCEAN CITY, MD

Past

July 8, 2022 - December 22, 2022

GROVE POINT ADVISORS, LLC

RIA

CRD#: 313171

Herndon, VA

Past

March 10, 2020 - March 23, 2020

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

McLean, VA

Past

March 10, 2020 - March 23, 2020

SPIRE SECURITIES, LLC

CRD#: 144131

MCLEAN, VA

Past

March 11, 2019 - March 11, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Fairfax, VA

Past

March 8, 2019 - March 11, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

FAIRFAX, VA

Past

March 8, 2019 - March 11, 2020

TD AMERITRADE, INC.

CRD#: 7870

FAIRFAX, VA

Past

November 24, 2015 - December 22, 2017

SPC FINANCIAL INC

RIA

CRD#: 104618

ROCKVILLE, MD

Past

May 21, 2015 - June 16, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ROCKVILLE, MD

Past

May 20, 2015 - October 13, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ROCKVILLE, MD

Past

August 6, 2014 - April 22, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

VIENNA, VA

Past

May 2, 2014 - April 22, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

VIENNA, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/28/2024)

Connecticut
(7/11/2024)

Delaware
(3/26/2024)

District of Columbia
(3/26/2024)

Florida
(5/25/2024)

Georgia
(3/26/2024)

Maryland
(3/26/2024)

Massachusetts
(3/8/2025)

Michigan
(4/7/2025)

Mississippi
(4/14/2025)

Missouri
(8/14/2025)

New Jersey
(3/26/2024)

New York
(3/26/2024)

North Carolina
(3/26/2024)

Pennsylvania
(3/26/2024)

Rhode Island
(1/3/2025)

South Carolina
(3/26/2024)

Tennessee
(3/26/2024)

IAR

Texas
(3/26/2024)

Texas
(4/2/2025)

Virgin Islands
(6/5/2025)

Virginia
(2/13/2024)

IAR

Virginia
(2/13/2024)

West Virginia
(3/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/22/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/6/2014

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/29/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2014

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Muldoon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Stephen Muldoon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

LEGACY WEALTH MANAGEMENT INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT ADVISORS, LLC

SPIRE WEALTH MANAGEMENT, LLC

SPIRE SECURITIES, LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

SPC FINANCIAL INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/22/2022

Series 66

Date: 8/6/2014

Series 7TO

Date: 8/29/2022

SIE

Date: 10/13/2017

Series 7

Date: 5/1/2014

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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