Garrett M. Vanhal
Professional summary
Garrett Michael Vanhal, who also goes by Garrett M Vanhal, Garrett Michael Vanhal, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Garrett is registered as a RR (Registered Representative) and started their career in finance in 2014. Garrett has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Garrett Michael Vanhal's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 19 West 44th Street 7th Floor, New York, NY 10036August 5, 2021 - December 31, 2022
DISTRIBUTION SERVICES, LLC
December 4, 2017 - July 15, 2021
DWS DISTRIBUTORS, INC.
December 3, 2015 - October 13, 2017
MORGAN STANLEY
November 3, 2015 - October 13, 2017
MORGAN STANLEY
June 27, 2014 - August 5, 2015
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
