NM
Nohea T. Malden
GWN SECURITIES
Las Vegas, NV 89131
Some features on this profile are disabled
CRD#: 6305576
NM
Professional summary
Nohea Ty Malden, who also goes by Nohea Ty Pinkerton, is a registered financial advisor currently at GWN SECURITIES INC. located in Las Vegas, Nevada.
Nohea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Nohea has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nohea Ty Pinkerton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HOPE FINANCIAL SOLUTIONS POSITION: Financial representative NATURE: DBA/Investment Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 6/28/2018 ADDRESS: 6628 Sky Pointe Dr, Suite 105, Las Vegas, NV, 89131, United States DESCRIPTION: DBA used in conjunction with Investment Sales INSURANCE/FIXED ANNUITIES POSITION: Agent NATURE: Life insurance and Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/25/2018 ADDRESS: 601 N Congress Ave, #431, Delray Beach FL 33445, United States DESCRIPTION: Run quotes for clients and align them with the most appropriate term life insurance products to protect their income. Also align clients who are nearing retirement with appropriate annuity companies to provide them with pension like products. MEDICARE INSURANCE POSITION: Agent NATURE: Health Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2018 ADDRESS: 7261 W. Charleston Blvd, Ste 102, Las Vegas NV 89117, United States DESCRIPTION: Educating and selling clients the appropriate medicare insurance plan. IMAGO DEI 127 PHOTOGRAPHY: 10697 W Centennial Pkwy Apt 1133, Las Vegas NV 89166; non-inv rel; freelance portrait photography specializing in weddings, engagements, high school college seniors, families, couples; Owner, Assistant to Photographer; start date=08/2013; hrs/mo=10; trading hrs/mo=0; assistant to the photographer (husband), responsibilities is customer relations, scheduling, correspondence, administrative work
CRS (Client Relationship Summary) - RIA
Click below to view Nohea Ty Malden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nohea Ty Malden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2022 - Present
GWN SECURITIES INC.
Office #1: 6628 Sky Pointe Dr, Suite 105, Las Vegas, NV 89131RIA
BD
CRD#: 128929
Las Vegas, NV
Current
June 28, 2018 - Present
GWN SECURITIES INC.
Office #1: 6628 Sky Pointe Dr, Suite 105, Las Vegas, NV 89131RIA
BD
CRD#: 128929
Las Vegas, NV
Past
June 21, 2017 - July 19, 2018
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Henderson, NV
Past
May 7, 2014 - June 21, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
Henderson, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/28/2018)
RR
Arkansas(7/7/2023)
RR
California(8/27/2025)
RR
Georgia(6/3/2025)
RR
Hawaii(1/2/2025)
RR
Kansas(10/29/2021)
RR
Massachusetts(8/18/2021)
RR
Nevada(6/28/2018)
IAR
Nevada(1/4/2022)
RR
Utah(6/28/2018)
RR
Washington(6/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
