Zhenhua Yuan
Professional summary
Zhenhua Yuan, who also goes by Jenny Yuan, is a registered financial advisor currently at WATTS GWILLIAM & COMPANY, LLC located in Gilbert, Arizona.
Zhenhua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Zhenhua has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zhenhua Yuan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2021 - Present
WATTS GWILLIAM & COMPANY, LLC
Office #1: 2730 S. Val Vista Dr. Suite 124, Gilbert, AZ 85295February 9, 2018 - October 30, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2017 - October 30, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 25, 2014 - September 27, 2016
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
WATTS GWILLIAM & COMPANY, LLC
CRD#: 131458 / SEC#: 801-63078
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2021)
Exams
Series 7TO
Date: 1/2/2024
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
WATTS GWILLIAM & COMPANY, LLC
CRD#: 131458 / SEC#: 801-63078
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,152 |
| AUM (Assets Under Management) | $ 818,900,000 |
Red Flags
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