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Christopher Edward Gomulka

CRD# 6305055·Registered 2014 - 2023
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Edward Gomulka was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2014 - 2023. Christopher had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

CAPACUITY LLC·CRD# 297679
RIA
Lake Mary, FL
October 29, 2019 - May 12, 2023
CAPACUITY SECURITIES, INC.·CRD# 15384
BD
Lake Mary, FL
August 9, 2019 - May 12, 2023
NEWPORT GROUP CONSULTING, LLC·CRD# 140944
RIA
Lake Mary, FL
February 12, 2018 - July 11, 2019
NEWPORT GROUP SECURITIES, INC.·CRD# 29722
RIA
Lake Mary, FL
October 23, 2015 - December 22, 2017
NEWPORT GROUP SECURITIES, INC.·CRD# 29722
BD
Lake Mary, FL
June 24, 2014 - July 11, 2019

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Current Firm

CL
CAPACUITY LLC

CAPACUITY LLC | CAVALLINO FINANCIAL LLC

CRD#: 297679 / SEC#: 801-113636
RIA
Registered Investment Advisory firm - SEC (7/19/2018 Approved)

Contact Information

Main Address

300 International Parkway Suite 350, Lake Mary, FL 32746

Phone Number

(407) 949-6889

# of Employees

40

SEC notice filing (48 States and Territories)

Registered to provide investment advisory services in 48 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A - 03.10.2026 (3/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

218

AUM (Assets Under Management)

$13,866,813,112

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025Cover PageReport
11/19/2024Cover PageReport
12/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

May perform various activities for CapAcuity Consulting LLC or CapAcuity LLC which is affiliated by common ownership with CapAcuity Securities Inc. Hours and responsibilities may vary. This individual is a registered investment adviser with CapAcuity LLC.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CAPACUITY LLC

CAPACUITY LLC | CAVALLINO FINANCIAL LLC

CRD#: 297679 / SEC#: 801-113636
RIA
Registered Investment Advisory firm - SEC (7/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2014About the Series 7 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 2020About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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CG
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