Christopher E. Gomulka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Edward Gomulka was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2014. Christopher had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2019 - May 12, 2023
CAPACUITY LLC
August 9, 2019 - May 12, 2023
CAPACUITY SECURITIES, INC.
February 12, 2018 - July 11, 2019
NEWPORT GROUP CONSULTING, LLC
October 23, 2015 - December 22, 2017
NEWPORT GROUP SECURITIES, INC.
June 24, 2014 - July 11, 2019
NEWPORT GROUP SECURITIES, INC.
Primary Firm SEC Registration
CAPACUITY LLC
CRD#: 297679 / SEC#: 801-113636
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPACUITY LLC
CRD#: 297679 / SEC#: 801-113636
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 10,601,699,879 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/19/2024 | ||
| 12/26/2023 | ||
| 09/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
