Matthew Coughlin

FIDELITY & GUARANTY SECURITIES

Des Moines, IA 50309

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CRD#: 6304890

Professional summary

Matthew Coughlin, who also goes by Matthew P Coughlin, Matthew Peter Coughlin, is a registered financial professional currently at FIDELITY & GUARANTY SECURITIES, LLC located in Des Moines, Iowa.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew P Coughlin | Matthew Peter Coughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Coughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2023 - Present

FIDELITY & GUARANTY SECURITIES, LLC

Office #1: 801 Grand Ave, Suite 2600, Des Moines, IA 50309

CRD#: 315720

Des Moines, IA

Past

August 24, 2020 - May 27, 2021

NYLIFE SECURITIES LLC

CRD#: 5167

DENVER, CO

Past

May 11, 2015 - December 12, 2018

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

July 18, 2014 - October 24, 2014

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(6/5/2024)

Arizona
(6/5/2024)

California
(6/5/2024)

Colorado
(5/9/2023)

Idaho
(6/5/2024)

Iowa
(4/20/2023)

Montana
(6/5/2024)

Nebraska
(6/5/2024)

Nevada
(6/5/2024)

North Dakota
(6/5/2024)

Oregon
(6/5/2024)

South Dakota
(6/5/2024)

Utah
(6/5/2024)

Washington
(6/5/2024)

Wyoming
(6/5/2024)

Exams

State Security Law Exam

Series 63

Date: 3/28/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/18/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIDELITY & GUARANTY SECURITIES, LLC

FIDELITY & GUARANTY SECURITIES CORP. | FIDELITY & GUARANTY SECURITIES, LLC

CRD#: 315720 / SEC#: , 8-70916

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

801 Grand Ave. Suite 2600, Des Moines, IA 50309

Mailing Address

801 Grand Ave. Suite 2600, Des Moines, IA 50309

Phone number

+1 (888) 697-5433

Established

Delaware since 08/16/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIDELITY & GUARANTY LIFE INSURANCE COMPANY	DIRECT OWNER
ANDERSON, STEPHEN FRANCIS	CHIEF COMPLIANCE OFFICER AND AML OFFICER	1181095
BARRETT, RONALD JOHN JR	DIRECTOR	2480222
CANTONWINE, TESSA ELIZABETH	SECRETARY	5626630
OLSON, THOMAS G	CHIEF EXECUTIVE OFFICE AND DIRECTOR	2393888
PHELPS, JOHN A	DIRECTOR	5664815
RIP, OLGA	FINOP PRINCIPAL, PRINCIPAL OPERATIONS OFFICER, AND PRINCIPAL FINANCIAL OFFICER	5440553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew Coughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Coughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY & GUARANTY SECURITIES, LLC

NYLIFE SECURITIES LLC

TRANSAMERICA CAPITAL, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/28/2016

SIE

Date: 10/1/2018

Series 6

Date: 7/18/2014

FINRA

Current Firm

FIDELITY & GUARANTY SECURITIES, LLC

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FIDELITY & GUARANTY SECURITIES, LLC

TRUST BUT VERIFY

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