Jason Wintersteen

STEVENS CAPITAL PARTNERS

Omaha, NE 68116

Some features on this profile are disabled

CRD#: 6304858

Professional summary

Jason Wintersteen, who also goes by Jason Todd Wintersteen, is a registered financial advisor currently at STEVENS CAPITAL PARTNERS located in Omaha, Nebraska.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jason has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Todd Wintersteen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Wintersteen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2022 - Present

STEVENS CAPITAL PARTNERS

Office #1: 15514 Spaulding Plaza Suite D02, Omaha, NE 68116

RIA

CRD#: 317517

Omaha, NE

Past

September 14, 2021 - April 1, 2022

STRATOS WEALTH ADVISORS LLC

RIA

CRD#: 283816

OMAHA, NE

Past

April 7, 2021 - September 7, 2021

FBL WEALTH MANAGEMENT, LLC

RIA

CRD#: 291396

West Des Moines, IA

Past

April 7, 2021 - September 7, 2021

FBL MARKETING SERVICES, LLC

CRD#: 5309

Omaha, NE

Past

May 20, 2014 - March 30, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

May 20, 2014 - March 30, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

April 1, 2014 - March 30, 2021

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEVENS CAPITAL PARTNERS

CRD#: 317517 / SEC#: 801-122960

RIA

Registered Investment Advisory firm - (1/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(5/31/2022)

IAR

New York
(9/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/2014

General Securities Representative Examination

Current Firm

STEVENS CAPITAL PARTNERS

CRD#: 317517 / SEC#: 801-122960

RIA

Registered Investment Advisory firm - (1/11/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

15514 Spaulding Plaza Suite D02, Omaha, NE 68116

Mailing Address

Phone number

(402) 251-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STEVENS CAPITAL PARTNERS ADV PART 2A (8/26/2025)

Regulatory assets under management

Total Number of Accounts	1,854
AUM (Assets Under Management)	$ 432,260,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Byron Smith

OSAIC WEALTH, INC.

IAR

OMAHA, NE

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason Wintersteen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Wintersteen's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATOS WEALTH ADVISORS LLC

FBL WEALTH MANAGEMENT, LLC

FBL MARKETING SERVICES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

Primary Firm SEC Registration

STEVENS CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/31/2014

Current Firm

STEVENS CAPITAL PARTNERS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEVENS CAPITAL PARTNERS

TRUST BUT VERIFY

Similar Advisors