Brian M. Talbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Talbert, who also goes by Brian Talbert, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2014. Brian had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2021 - November 3, 2023
LATITUDE ADVISORS, LLC
July 16, 2021 - November 2, 2023
GWN SECURITIES INC.
July 17, 2019 - July 23, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 16, 2019 - July 22, 2019
FIDELITY BROKERAGE SERVICES LLC
September 29, 2015 - January 25, 2018
STRATEGIC ADVISERS LLC
April 22, 2014 - January 24, 2018
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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