Alan J. Wesenberg
Professional summary
Alan John Wesenberg is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Colorado Springs, Colorado and FIRST COMMAND BROKERAGE SERVICES, INC. located in Colorado Springs, Colorado.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Alan has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alan John Wesenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 605 Wooten Rd, Ste 130, Colorado Springs, CO 80915March 27, 2014 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 615 Wooten Road Suite 130, Colorado Springs, CO 80915April 14, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2025)
(4/11/2025)
(6/18/2014)
(12/15/2015)
(3/22/2023)
(6/12/2025)
(4/1/2024)
(7/10/2024)
(6/6/2023)
(1/6/2022)
(4/10/2015)
(6/3/2024)
(8/17/2017)
(11/13/2024)
(1/6/2023)
(4/26/2017)
(10/19/2023)
(4/19/2022)
(3/6/2024)
(5/12/2017)
(6/8/2017)
(5/24/2021)
(6/3/2020)
(6/11/2021)
(1/5/2024)
Exams
FINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Colorado Springs, CO 80915TRUST BUT VERIFY
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