OA
Oakley J. Allen
ELEVATED CAPITAL ADVISORS
Prairie Village, KS 66207
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CRD#: 6304237
OA
Professional summary
Oakley James Allen is a registered financial advisor currently at ELEVATED CAPITAL ADVISORS, LLC located in Prairie Village, Kansas.
Oakley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Oakley has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Oakley engages in the sale of life insurance and fixed annuities. He is compensated directly from insurance companies while engaging in these outside business activates. Fifteen hours is spent undertaking these duties weekly. His start date is 01/01/2015
Global Plains Advisory
5220 W 94TH Terrace, Suite 208
Prairie Village, KS 66207
CRS (Client Relationship Summary) - RIA
Click below to view Oakley James Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2017 - Present
ELEVATED CAPITAL ADVISORS, LLC
Office #1: 5200 West 94th Terrace Suite 208, Prairie Village, KS 66207RIA
CRD#: 226721
Prairie Village, KS
Past
April 15, 2015 - February 2, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
PRAIRIE VILLAGE, KS
Past
April 17, 2014 - January 30, 2015
NYLIFE SECURITIES LLC
BD
CRD#: 5167
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
ELEVATED CAPITAL ADVISORS, LLC
ELEVATED CAPITAL ADVISORS, LLC
CRD#: 226721 / SEC#: 801-110864
RIA
Registered Investment Advisory firm - (7/21/2017 Approved)Kansas
Registered Investment Advisory firm - (12/9/2019 Terminated)Missouri
Registered Investment Advisory firm - (12/9/2019 Terminated)Utah
Registered Investment Advisory firm - (12/9/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(2/3/2017)
IAR
Missouri(2/3/2017)
IAR
Texas(3/9/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EC
ELEVATED CAPITAL ADVISORS, LLC
ELEVATED CAPITAL ADVISORS, LLC
CRD#: 226721 / SEC#: 801-110864
RIA
Registered Investment Advisory firm - (7/21/2017 Approved)Kansas
Registered Investment Advisory firm - (12/9/2019 Terminated)Missouri
Registered Investment Advisory firm - (12/9/2019 Terminated)Utah
Registered Investment Advisory firm - (12/9/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11925 South 700 East, Draper, UT 84020
Mailing Address
Phone number
(385) 237-3338
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,403 |
| AUM (Assets Under Management) | $ 433,034,784 |
Red Flags
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Company Information
ELEVATED CAPITAL ADVISORS, LLC
CRD#: 226721Prairie Village, KS 66207TRUST BUT VERIFY
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