Christopher M. Cannata

HOWARD CAPITAL MANAGEMENT

Roswell, GA 30076

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CRD#: 6304142

Professional summary

Christopher Michael Cannata, who also goes by Christopher Cannata, is a registered financial advisor currently at HOWARD CAPITAL MANAGEMENT, INC. located in Roswell, Georgia.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Cannata

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Cannata's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2020 - Present

HOWARD CAPITAL MANAGEMENT, INC.

Office #1: 1145 Hembree Rd., Roswell, GA 30076

RIA

CRD#: 118070

Roswell, GA

Past

February 8, 2019 - May 15, 2019

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

September 6, 2017 - November 7, 2018

KBS CAPITAL MARKETS GROUP LLC

CRD#: 132299

NEWPORT BEACH, CA

Past

July 27, 2017 - August 15, 2017

BLUE OWL SECURITIES

CRD#: 283250

NEW YORK, NY

Past

May 19, 2014 - July 27, 2017

CAREY FINANCIAL, LLC

CRD#: 15246

Atlanta, GA

Past

March 8, 2014 - May 9, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBURY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA

Registered Investment Advisory firm - (12/15/2008 Approved)

Georgia

Registered Investment Advisory firm - (1/9/2009 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/27/2020)

IAR

New York
(10/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2014

General Securities Representative Examination

Current Firm

HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA

Registered Investment Advisory firm - (12/15/2008 Approved)

Georgia

Registered Investment Advisory firm - (1/9/2009 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2008 Terminated)

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Contact information

Main Address

1145 Hembree Rd., Roswell, GA 30076

Mailing Address

Phone number

(770) 642-4902

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOWARD CAPITAL MANAGEMENT, INC. ADV BROCHURE (11/25/2025)

Regulatory assets under management

Total Number of Accounts	14,684
AUM (Assets Under Management)	$ 6,866,502,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher M. Cannata

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Cannata's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

KBS CAPITAL MARKETS GROUP LLC

BLUE OWL SECURITIES

CAREY FINANCIAL, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

HOWARD CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/2020

Series 63

Date: 3/27/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/8/2014

Current Firm

HOWARD CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOWARD CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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