Patrick J. Tarkey

STRATHAVEN FINANCIAL LLC

DUBLIN, OH

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CRD#: 6303871

Professional summary

Patrick J. Tarkey, who also goes by Patrick Joseph Tarkey, is a registered financial advisor currently at STRATHAVEN FINANCIAL LLC located in Dublin, Ohio.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Patrick has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Joseph Tarkey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J. Tarkey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2024 - Present

STRATHAVEN FINANCIAL LLC

RIA

CRD#: 331331

DUBLIN, OH

Past

December 2, 2015 - August 8, 2024

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

COLUMBUS, OH

Past

March 25, 2014 - November 23, 2015

NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109

CLEVELAND, OH

Past

March 22, 2014 - November 23, 2015

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/16/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/20/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2014

General Securities Representative Examination

Current Firm

STRATHAVEN FINANCIAL LLC

CRD#: 331331 / SEC#:

Ohio

Registered Investment Advisory firm - (8/22/2024 Approved)

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Contact information

Main Address

Dublin, OH

Mailing Address

Phone number

(440) 552-7603

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick J. Tarkey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J. Tarkey's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATHAVEN FINANCIAL LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

NORTHCOAST RESEARCH PARTNERS, LLC

AMERICA NORTHCOAST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2024

Series 66

Date: 3/16/2024

Series 63

Date: 9/20/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2014

Current Firm

STRATHAVEN FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATHAVEN FINANCIAL LLC

TRUST BUT VERIFY

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