MS
Matthew R. Schultz
PLAN GROUP FINANCIAL
OKLAHOMA CITY, OK 73114
Some features on this profile are disabled
CRD#: 6303722
MS
Professional summary
Matthew Ronald Schultz, AIF® is a registered financial advisor currently at PLAN GROUP FINANCIAL, INC. located in Oklahoma City, Oklahoma and PRIVATE CLIENT SERVICES, LLC located in Oklahoma City, Oklahoma.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HousR Living LTD. 65 Harvest Way, United Kingdom. Housing Application based in the UK. Sets up roommates & allows for the splitting of bills. It also partners w/ utility companies. Us Advisory Board Member. 0-4 hrs/mo; 2-4 during trading hrs. 2) Plan Group Financial. 6 NE 63rd Street, Suite 240, OKC, OK 73105. RIA. Leadership/Core Team Member. 160+ hrs/mo; 160+ hrs during trading hrs. 3) Insurance Sales-Crump, Advisor Excel, PMA. 6 NE 63rd Street, Suite 240, OKC, OK 73105. Sell life, disability, health, group benefits, LTC business when needed for clients. 80-120 hrs/mo; 80 during trading hrs. 4) SMB LLC/MMBRO LLC. 616 Dardanelle Pass, Edmond, OK 73025/6 NE 63rd Street, Suite 240, OKC, OK 73105. Business my brother and I run that invests assets that was previously a family farm in real estate and the stock market. Managing Partner. 5) Stuhr Musem Foundation. 3133 W US Hwy 34, 6I, NE 68801. Museum funding arm to facilitate and fund the operations of the Stuhr Museum of the Prairie. Board Member, finance committee, HR committee. 2-4 hrs/mo; 2-4 during trading hrs. 6) The Academy of Classical Christen Studies. 1120 E Hefner Road, OKC, OK 73131. Non-profit school. Finance committee-review school finances w/ board member and school admin. 2 hrs/mo; 2 during trading hrs. 7) Private Client Services. 6 NE 63rd Street, Suite 240, OKC, OK 73105. Broker Dealer. Registered Representative. Manage and educate clients on their investment options. 60hrs/mo; 60 during trading hrs. 8) First Financial Resources. 100 Spectrum Center Dr, Ste 400, Irvine, CA 92618. First Financial Resources is the only 100% member-owned life insurance distribution group and has been so since 1987. We empower our group of experienced, independent insurance producers to build their success by enabling direct carrier relationships, providing access to best-in-breed resources, and creating opportunities for industry learning and peer connection. Attend study groups, network and share ideas with other members. It also gives us direct access to product companies. Selling fixed insurance products, annuity and life. 10-40 hrs/mo; 10-40 during trading hrs. Not investment related. 9) DI Broker-East. 355 Alhambra Circle, Suite 1550, Coral Gables, FL 33134. Brokers Disability insurance contracts. We will use this group to shop, quote and write disability insurance policies for clients that need the coverage. 1-10 hrs/mo; 1-10 hrs during trading hrs. Not investment related. 10) J Backwards D LLC. 616 Dardanelle Pass, Edmond, OK 73025. This is an entity for me to be able to receive my Financial Services income into. I am the sole owner of the company and it is strictly a company to hold my Financial Services Income such as Advisory Fees, etc. 120 hrs/mo; 120 during trading hrs. Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ronald Schultz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 12, 2023 - Present
PLAN GROUP FINANCIAL, INC.
Office #1: 101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114RIA
CRD#: 116508
OKLAHOMA CITY, OK
Current
November 3, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 101 Ne 82nd Street Ste 200, Oklahoma City, OK 73114RIA
BD
CRD#: 120222
Oklahoma City, OK
Past
October 2, 2020 - December 31, 2022
PLAN GROUP FINANCIAL, INC.
RIA
CRD#: 116508
OKLAHOMA CITY, OK
Past
October 1, 2020 - November 16, 2023
SAXONY SECURITIES, INC.
BD
CRD#: 115547
Oklahoma City, OK
Past
September 17, 2014 - October 8, 2020
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
GRAND ISLAND, NE
Past
March 12, 2014 - October 8, 2020
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
GRAND ISLAND, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PLAN GROUP FINANCIAL, INC.
BURNETT ADVISORS | PRZYBYSZ WEALTH MANAGEMENT | PLAN GROUP FINANCIAL, INC. | ONSTOTT & ASSOCIATES, INC. | OC&H CAPITAL MANAGEMENT | IRONHORSE WEALTH MANAGEMENT | FIT WEALTH ADVISORS
CRD#: 116508 / SEC#: 801-118599
RIA
Registered Investment Advisory firm - (4/30/2020 Approved)Oklahoma
Registered Investment Advisory firm - (6/10/2020 Terminated)Texas
Registered Investment Advisory firm - (6/10/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/7/2023)
RR
Illinois(11/3/2023)
IAR
Nebraska(1/25/2023)
RR
Nebraska(11/3/2023)
IAR
Oklahoma(1/12/2023)
RR
Oklahoma(11/3/2023)
IAR
Texas(1/13/2023)
RR
Texas(6/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PG
PLAN GROUP FINANCIAL, INC.
BURNETT ADVISORS | PRZYBYSZ WEALTH MANAGEMENT | PLAN GROUP FINANCIAL, INC. | ONSTOTT & ASSOCIATES, INC. | OC&H CAPITAL MANAGEMENT | IRONHORSE WEALTH MANAGEMENT | FIT WEALTH ADVISORS
CRD#: 116508 / SEC#: 801-118599
RIA
Registered Investment Advisory firm - (4/30/2020 Approved)Oklahoma
Registered Investment Advisory firm - (6/10/2020 Terminated)Texas
Registered Investment Advisory firm - (6/10/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114
Mailing Address
Phone number
(405) 848-1099
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,693 |
| AUM (Assets Under Management) | $ 541,410,125 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
