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MS

Matthew Ronald Schultz

AIF®
PLAN GROUP FINANCIAL
OKLAHOMA CITY, OK
·CRD# 6303722·12 years experience

Professional Summary

Matthew Ronald Schultz, AIF® is a registered financial advisor currently at PLAN GROUP FINANCIAL, INC. located in Oklahoma City, Oklahoma and PRIVATE CLIENT SERVICES, LLC located in Oklahoma City, Oklahoma. Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

12 years in the financial services industry

Current & Past Employments

PLAN GROUP FINANCIAL, INC.·CRD# 116508
RIA
101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114
January 12, 2023 - Present
PRIVATE CLIENT SERVICES, LLC·CRD# 120222
RIA
BD
101 Ne 82nd Street Ste 200, Oklahoma City, OK 73114
November 3, 2023 - Present
PLAN GROUP FINANCIAL, INC.·CRD# 116508
RIA
Oklahoma City, OK
October 2, 2020 - December 31, 2022
SAXONY SECURITIES, INC.·CRD# 115547
BD
Oklahoma City, OK
October 1, 2020 - November 16, 2023
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
Grand Island, NE
September 17, 2014 - October 8, 2020
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Grand Island, NE
March 12, 2014 - October 8, 2020

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Current Firm

PG
PLAN GROUP FINANCIAL, INC.

ACCOUNTABLE | PRZYBYSZ WEALTH MANAGEMENT | PLAN GROUP FINANCIAL, INC. | ONSTOTT & ASSOCIATES, INC. | OC&H CAPITAL MANAGEMENT | IRONHORSE WEALTH MANAGEMENT | FIT WEALTH ADVISORS | BURNETT ADVISORS

CRD#: 116508 / SEC#: 801-118599
RIA
Registered Investment Advisory firm - SEC (4/30/2020 Approved)
Oklahoma
Registered Investment Advisory firm - Oklahoma (6/10/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/10/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114

Phone Number

(405) 848-1099

# of Employees

29

SEC notice filing (15 States and Territories)

Registered to provide investment advisory services in 15 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/19/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,102

AUM (Assets Under Management)

$690,303,586

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HousR Living LTD. 65 Harvest Way, United Kingdom. Housing Application based in the UK. Sets up roommates & allows for the splitting of bills. It also partners w/ utility companies. Us Advisory Board Member. 0-4 hrs/mo; 2-4 during trading hrs. 2) Plan Group Financial. 6 NE 63rd Street, Suite 240, OKC, OK 73105. RIA. Leadership/Core Team Member. 160+ hrs/mo; 160+ hrs during trading hrs. 3) Insurance Sales-Crump, Advisor Excel, PMA. 6 NE 63rd Street, Suite 240, OKC, OK 73105. Sell life, disability, health, group benefits, LTC business when needed for clients. 80-120 hrs/mo; 80 during trading hrs. 4) SMB LLC/MMBRO LLC. 616 Dardanelle Pass, Edmond, OK 73025/6 NE 63rd Street, Suite 240, OKC, OK 73105. Business my brother and I run that invests assets that was previously a family farm in real estate and the stock market. Managing Partner. 5) Stuhr Musem Foundation. 3133 W US Hwy 34, 6I, NE 68801. Museum funding arm to facilitate and fund the operations of the Stuhr Museum of the Prairie. Board Member, finance committee, HR committee. 2-4 hrs/mo; 2-4 during trading hrs. 6) The Academy of Classical Christen Studies. 1120 E Hefner Road, OKC, OK 73131. Non-profit school. Finance committee-review school finances w/ board member and school admin. 2 hrs/mo; 2 during trading hrs. 7) Private Client Services. 6 NE 63rd Street, Suite 240, OKC, OK 73105. Broker Dealer. Registered Representative. Manage and educate clients on their investment options. 60hrs/mo; 60 during trading hrs. 8) First Financial Resources. 100 Spectrum Center Dr, Ste 400, Irvine, CA 92618. First Financial Resources is the only 100% member-owned life insurance distribution group and has been so since 1987. We empower our group of experienced, independent insurance producers to build their success by enabling direct carrier relationships, providing access to best-in-breed resources, and creating opportunities for industry learning and peer connection. Attend study groups, network and share ideas with other members. It also gives us direct access to product companies. Selling fixed insurance products, annuity and life. 10-40 hrs/mo; 10-40 during trading hrs. Not investment related. 9) DI Broker-East. 355 Alhambra Circle, Suite 1550, Coral Gables, FL 33134. Brokers Disability insurance contracts. We will use this group to shop, quote and write disability insurance policies for clients that need the coverage. 1-10 hrs/mo; 1-10 hrs during trading hrs. Not investment related. 10) J Backwards D LLC. 616 Dardanelle Pass, Edmond, OK 73025. This is an entity for me to be able to receive my Financial Services income into. I am the sole owner of the company and it is strictly a company to hold my Financial Services Income such as Advisory Fees, etc. 120 hrs/mo; 120 during trading hrs. Investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PLAN GROUP FINANCIAL, INC.

ACCOUNTABLE | PRZYBYSZ WEALTH MANAGEMENT | PLAN GROUP FINANCIAL, INC. | ONSTOTT & ASSOCIATES, INC. | OC&H CAPITAL MANAGEMENT | IRONHORSE WEALTH MANAGEMENT | FIT WEALTH ADVISORS | BURNETT ADVISORS

CRD#: 116508 / SEC#: 801-118599
RIA
Registered Investment Advisory firm - SEC (4/30/2020 Approved)
Oklahoma
Registered Investment Advisory firm - Oklahoma (6/10/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/10/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(11/7/2023)
RR
Illinois
(11/3/2023)
IAR
Nebraska
(1/25/2023)
RR
Nebraska
(11/3/2023)
IAR
Oklahoma
(1/12/2023)
RR
Oklahoma
(11/3/2023)
IAR
Texas
(1/13/2023)
RR
Texas
(6/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2014About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Matthew Ronald Schultz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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