Caleb A. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Caleb Alexander Parker was a registered financial professional .
Caleb is a previously registered financial professional and started their career in finance in 2015. Caleb had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2016 - January 31, 2017
MEEDER ADVISORY SERVICES, INC.
April 20, 2016 - January 31, 2017
MEEDER ASSET MANAGEMENT, INC.
June 9, 2015 - January 31, 2017
MEEDER DISTRIBUTION SERVICES, INC.
Primary Firm SEC Registration
MEEDER ADVISORY SERVICES, INC.
CRD#: 106814 / SEC#: 801-40023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEEDER ADVISORY SERVICES, INC.
CRD#: 106814 / SEC#: 801-40023
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,800 |
| AUM (Assets Under Management) | $ 2,088,369,039 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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