Lily J. Beitel-horton

BSW WEALTH PARTNERS

Boulder, CO 80304

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CRD#: 6303481

Professional summary

Lily Justine Beitel-horton, CFP®, who also goes by Lily Justine Horton, is a registered financial advisor currently at BSW WEALTH PARTNERS located in Boulder, Colorado.

Lily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lily has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lily Justine Horton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Justine Beitel-horton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

December 8, 2020 - Present

BSW WEALTH PARTNERS

Office #1: 2300 Broadway Street, Boulder, CO 80304

RIA

CRD#: 107485

Boulder, CO

Past

July 11, 2016 - December 3, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WASHINGTON, DC

Past

July 1, 2016 - December 3, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WASHINGTON, DC

Past

August 4, 2015 - September 29, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

August 4, 2015 - September 29, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WASHINGTON, DC

Past

August 20, 2014 - June 25, 2015

BARCLAYS CAPITAL INC.

RIA

CRD#: 19714

WASHINGTON, DC

Past

April 1, 2014 - June 25, 2015

BARCLAYS CAPITAL INC.

CRD#: 19714

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BSW WEALTH PARTNERS

CRD#: 107485 / SEC#: 801-45532

RIA

Registered Investment Advisory firm - (1/3/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/8/2020)

IAR

Texas
(12/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/18/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/19/2014

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/1/2014

General Securities Representative Examination

Current Firm

BSW WEALTH PARTNERS

CRD#: 107485 / SEC#: 801-45532

RIA

Registered Investment Advisory firm - (1/3/1994 Approved)

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Contact information

Main Address

2300 Broadway Street, Boulder, CO 80304

Mailing Address

Phone number

(303) 444-9696

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BSW ADV BROCHURE AUGUST 2025 (8/26/2025)

Regulatory assets under management

Total Number of Accounts	3,785
AUM (Assets Under Management)	$ 1,978,314,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lily J. Beitel-horton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Justine Beitel-horton's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

Primary Firm SEC Registration

BSW WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/18/2014

SIE

Date: 10/1/2018

Series 3

Date: 11/19/2014

Series 7

Date: 4/1/2014

Current Firm

BSW WEALTH PARTNERS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BSW WEALTH PARTNERS

TRUST BUT VERIFY

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