Keith W. Cawley
Professional summary
Keith Warren Cawley, who also goes by Keith Warren Cawley, is a registered financial professional currently at FNEX CAPITAL, LLC located in Torrence, California.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2014. Keith has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Warren Cawley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2022 - Present
FNEX CAPITAL, LLC
Office #1: 2958 Columbia St, Torrence, CA 90503February 7, 2022 - September 19, 2022
INTERNATIONAL ASSETS ADVISORY, LLC
April 10, 2017 - January 5, 2022
NEXPOINT SECURITIES, INC.
March 6, 2017 - April 5, 2017
BRIGHTHOUSE SECURITIES, LLC
October 29, 2014 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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