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JP

Jeffrey D. Peterka

HENNEPIN PARTNERS LLC
MINNEAPOLIS, MN 55402
Some features on this profile are disabled
CRD#: 6302560
JP

Professional summary

Jeffrey D Peterka, who also goes by Jeff Daniel Peterka, Jeffrey Daniel Peterka, Jeffrey Peterka, is a registered financial professional currently at HENNEPIN PARTNERS LLC located in Minneapolis, Minnesota.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2016. Jeffrey has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Daniel Peterka | Jeffrey Daniel Peterka | Jeffrey Peterka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey D Peterka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 10, 2018 - Present

HENNEPIN PARTNERS LLC

Office #1: 650 3rd Ave S. Suite 1500, Minneapolis, MN 55402
BD
CRD#: 153034
MINNEAPOLIS, MN
Past

January 5, 2017 - April 12, 2018

CRAIG-HALLUM CAPITAL GROUP LLC

BD
CRD#: 121395
MINNEAPOLIS, MN
Past

August 10, 2016 - December 9, 2016

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(5/10/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 8/29/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/28/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HP
HENNEPIN PARTNERS LLC
HENNEPIN PARTNERS | QUETICO PARTNERS LLC | ITASCA PARTNERS LLC | HENNEPIN PARTNERS LLC

CRD#: 153034 / SEC#: , 8-68498

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
650 3rd Ave S. Suite 1500, Minneapolis, MN 55402
Mailing Address
650 3rd Ave S. Suite 1500, Minneapolis, MN 55402
Phone number
(612) 259-4990
Established
Minnesota since 01/27/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RYTO CORPORATIONSHAREHOLDER
BEATON, DANIEL STEWARTFINOP, CFO4240769
FROMMELT, JAMES MATTHEWMANAGING DIRECTOR, CCO, EXEC REP4474012
KIERNAT, ROBERT BRUCEMANAGING DIRECTOR, AML SUPER.3003967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HENNEPIN PARTNERS LLC

CRD#: 153034Minneapolis, MN 55402

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