Stephen A. Way

SETARCOS WEALTH ADVISORS LLC

Philadelphia, PA

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CRD#: 6302406

Professional summary

Stephen Alfred Way, CFP® is a registered financial advisor currently at SETARCOS WEALTH ADVISORS LLC located in Philadelphia, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Stephen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Estate Planning

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Alfred Way's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

April 3, 2014 - Present

SETARCOS WEALTH ADVISORS LLC

RIA

CRD#: 157930

Philadelphia, PA

Past

August 3, 2015 - July 14, 2016

VERNAL POINT ADVISORS, LLC

RIA

CRD#: 166587

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/3/2014)

IAR

Pennsylvania
(3/13/2019)

IAR

Texas
(12/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2014

Uniform Investment Adviser Law Examination

Current Firm

SETARCOS WEALTH ADVISORS LLC

SETARCOS INVESTMENT ADVISORS LLC | SETARCOS WEALTH ADVISORS LLC

CRD#: 157930 / SEC#:

California

Registered Investment Advisory firm - (7/6/2011 Approved)

Georgia

Registered Investment Advisory firm - (5/26/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/6/2019 Approved)

Texas

Registered Investment Advisory firm - (9/24/2018 Conditional Restricted)

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Contact information

Main Address

325 Chestnut Street Suite 800, Philadelphia, PA 19106

Mailing Address

Phone number

(267) 504-4905

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	222
AUM (Assets Under Management)	$ 92,356,416

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Stephen A. Way

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Alfred Way's CRS (Customer Relationship Summary).

Certified licenses

Experience

SETARCOS WEALTH ADVISORS LLC

VERNAL POINT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2014

Current Firm

SETARCOS WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SETARCOS WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

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