Erika R. Agard

APTUS FINANCIAL

WINDSOR, CO

Some features on this profile are disabled

CRD#: 6302319

Professional summary

Erika Renae Agard, CFP® is a registered financial advisor currently at APTUS FINANCIAL, LLC located in Windsor, Colorado.

Erika is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Erika has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 02/13/2020 - Macdonald Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 10/06/2023 - Business Owner - Not Investment Related - Home Based - Start Date 09/18/2023 - 10 Hours Per Month/ 0 Hours During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erika Renae Agard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 12, 2023 - Present

APTUS FINANCIAL, LLC

RIA

CRD#: 280033

WINDSOR, CO

Past

January 27, 2021 - December 20, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

LOVELAND, CO

Past

February 25, 2020 - December 20, 2023

LPL FINANCIAL LLC

CRD#: 6413

LOVELAND, CO

Past

May 29, 2015 - February 3, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

FORT COLLINS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APTUS FINANCIAL, LLC

CRD#: 280033 / SEC#: 801-120751

RIA

Registered Investment Advisory firm - (4/9/2021 Approved)

Arkansas

Registered Investment Advisory firm - (5/3/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/12/2023)

IAR

Texas
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/6/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/29/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

APTUS FINANCIAL, LLC

CRD#: 280033 / SEC#: 801-120751

RIA

Registered Investment Advisory firm - (4/9/2021 Approved)

Arkansas

Registered Investment Advisory firm - (5/3/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Little Rock, AR

Mailing Address

Po Box 251510, Little Rock, AR 72225

Phone number

(501) 907-1993

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APTUS FINANCIAL BROCHURE (10/2/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erika R. Agard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erika Renae Agard's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

APTUS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2021

Series 63

Date: 6/13/2015

SIE

Date: 10/1/2018

Series 7

Date: 7/6/2018

Series 6

Date: 5/29/2015

Current Firm

APTUS FINANCIAL, LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

APTUS FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors