Roberto Antonio Munaiz Miguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberto Antonio Munaiz Miguez, who also goes by Roberto Antonio Munaiz, Roberto Munaiz, was a registered financial professional .
Roberto Antonio is a previously registered financial professional and started their career in finance in 2014. Roberto Antonio had worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2017 - March 26, 2019
SABADELL SECURITIES USA, INC.
February 1, 2017 - May 11, 2017
SABADELL SECURITIES USA, INC.
November 17, 2016 - November 29, 2016
SABADELL SECURITIES USA, INC.
November 7, 2014 - January 2, 2015
T3 TRADING GROUP, LLC
May 22, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
May 20, 2014 - May 20, 2014
WTS PROPRIETARY TRADING GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SABADELL SECURITIES USA, INC.
CRD#: 148137 / SEC#: 801-71763, 8-67975
Contact information
FINRA licenses (9 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO SABADELL, SA | PARENT | |
| DINAMARCA, RUBEN ANDRES | COO | 6201999 |
| FERNANDEZ, JULIAN VALENTIN | DIRECTOR | 6138371 |
| LABISTE, VIRGINIA | PRESIDENT/ CEO | 5654675 |
| RODRIGUEZ, GLORIA M | CCO | 5179878 |
| SINGER, STEVEN FREDERIC | FINOP/ CFO | 2360737 |
| TORRAS, JORDI | MEMBER OF BOARD OF DIRECTORS | 6547780 |
| VILLOLDO, JORGE PATRICK | DIRECTOR | 4370481 |
Red Flags
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