DL
Derek T. Loucks
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CRD#: 6302244
DL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Thomas Loucks was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 2015. Derek had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Avantax Insurance Agency LLC Nappanee IN Equity Indexed Annuity~Agent~12/10/2015~3hrs~3hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL). 2) DH Machine Inc 352 N Tomahawk Trail~Nappanee~IN~46550~Other~Owner~7/1/2016~60hrs~15hrs~I am a 50% owner of D.H. Machine and serve as its Vice President. My duties include analyzing financial performance, updating budgets, acquiring equipment, and execution of contracts and agreements with third parties. 3) Loucks Properties LLC 157 S Main Street~Nappanee~IN~46550~Rental Property~Owner~1/1/2017~2hrs~0hrs~I execute lease agreements with tenants. 4) Loucks Wealth Management PO Box 228~Nappanee~IN~46550~Other~Owner~10/12/2015~5hrs~5hrs~I manage the company's bank account and approve advertising work. 5) Loucks & Weaver CPA 157 S. Main Street~Nappanee~IN~46550~Accounting Services/Tax Preparation~Employee~5/1/2012~160hrs~110hrs~I am employed as a CPA and serve as the corporation's Secretary. I prepare business and individual tax returns and provide accounting and consulting to business clients. 6) DTTD Properties LLC 700 N Tomahawk Trail~Nappanee~IN~46550~Rental Property~Owner~3/15/2019~2hrs~2hrs~I own 50% of this entity. I maintain the records and manage relationships with tenants.| 7) ORCHARD PARK CAPITAL LLC POSITION: Managing Member NATURE: Entity currently only maintains a bank account with $960. No activity currently. Will own residential/commercial rental real estate in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2021 ADDRESS: 157 S. Main Street, Nappanee IN 46550, DESCRIPTION: Administration of entity. Purchasing real estate and executing lease agreements with tenants. 8) NAPPANEE METAL SUPPLY LLC POSITION: President NATURE: Distribution of steel and aluminum materials INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2023 ADDRESS: 157 S Main St, Nappanee IN 46550, United States DESCRIPTION: President - Administrative role
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 6, 2015 - July 9, 2024
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Nappanee, IN
Past
September 4, 2015 - July 9, 2024
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Nappanee, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
