Hense R. Ellis

RETIREMENT PLANS

Auburn, AL 36830

Some features on this profile are disabled

CRD#: 6301643

Professional summary

Hense Reynolds Ellis II, who also goes by H.r. Ellis, H.r. Ellis II, Hense Reynolds Ellis Ii, Ellis Reynolds Hense Ii, Ellis Reynolds Hense, is a registered financial advisor currently at RETIREMENT PLANS, LLC located in Auburn, Alabama.

Hense is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Hense has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

H.r. Ellis | H.r. Ellis Ii | Hense Reynolds Ellis Ii | Ellis Reynolds Hense Ii | Ellis Reynolds Hense

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GILMER HILLS HOLDINGS, LLC, NON-INVESTMENT RELATED BUSINESS, 480 ARNELL LANE; AUBURN, AL; LANDLORD/MANAGING MEMBER, START DATE 01/1997 - PRESENT, 8 HOURS PER MONTH, 15 HOURS PER MONTH DURING TRADING HOURS. RETIREMENT PLANS, LLC; INSURANCE SALES; INVESTMENT RELATED; ALABAMA; INSURANCE AGENT; 40 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hense Reynolds Ellis II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2024 - Present

RETIREMENT PLANS, LLC

Office #1: 1874 Quail Hollow, Auburn, AL 36830

RIA

CRD#: 318490

Auburn, AL

Past

March 22, 2022 - December 31, 2023

RETIREMENT PLANS, LLC

RIA

CRD#: 318490

AUBURN, AL

Past

November 5, 2019 - January 28, 2022

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

AUBURN, AL

Past

February 17, 2016 - July 15, 2019

INSIGHT INVESTMENTS, LLC

RIA

CRD#: 281077

DESTIN, FL

Past

October 13, 2014 - May 8, 2015

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

DESTIN, FL

Past

May 8, 2014 - August 22, 2014

OSAIC SERVICES, INC.

RIA

CRD#: 133763

NICEVILLE, FL

Past

March 27, 2014 - August 22, 2014

OSAIC SERVICES, INC.

CRD#: 133763

NICEVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2014

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/27/2014

General Securities Representative Examination

Current Firm

RETIREMENT PLANS, LLC

CRD#: 318490 / SEC#:

Alabama

Registered Investment Advisory firm - (1/4/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1874 Quail Hollow, Auburn, AL 36830

Mailing Address

Phone number

(256) 307-5050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 1,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Alicia Larson

OSAIC WEALTH, INC.

IAR

Berkley, MA

Nicholas Rygiel

PROTOCOL WEALTH, LLC

IAR

Havertown, PA

Steven Chase

OSAIC WEALTH, INC.

Belgrade, MT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Hense R. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hense Reynolds Ellis II's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT PLANS, LLC

RETIREMENT PLANS, LLC

FOUNDATIONS INVESTMENT ADVISORS LLC

INSIGHT INVESTMENTS, LLC

SECURE INVESTMENT MANAGEMENT, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2014

Series 7

Date: 3/27/2014

Current Firm

RETIREMENT PLANS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLANS, LLC

TRUST BUT VERIFY

Similar Advisors