Christopher J. Daugaard
Professional summary
Christopher James Daugaard is a registered financial professional currently at ERNST CAPITAL SECURITIES, LLC located in Sioux Falls, South Dakota.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 1 firm and has passed the Series 63, SIE, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher James Daugaard's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2014 - Present
ERNST CAPITAL SECURITIES, LLC
Office #1: 101 S. Reid Street, Suite 209, Sioux Falls, SD 57103State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2022)
(10/3/2023)
(1/18/2017)
(1/3/2022)
(1/25/2019)
(1/12/2017)
(1/3/2022)
(1/11/2016)
(1/5/2015)
(5/24/2021)
(1/3/2022)
(1/3/2022)
(1/5/2015)
(8/16/2021)
(8/5/2020)
(4/18/2022)
(1/3/2022)
(3/7/2014)
(7/15/2024)
(10/3/2018)
(5/31/2023)
(10/3/2023)
Exams
FINRA
Current Firm
ERNST CAPITAL SECURITIES, LLC
CRD#: 148904 / SEC#: , 8-68083
Contact information
FINRA licenses (23 States and Territories)
Red Flags
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Company Information
ERNST CAPITAL SECURITIES, LLC
CRD#: 148904Sioux Falls, SD 57103TRUST BUT VERIFY
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