Alina E. Galan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alina Estera Galan, who also goes by Alina Galan, was a registered financial professional .
Alina is a previously registered financial professional and started their career in finance in 2019. Alina had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2019 - July 11, 2022
MULTI-BANK SECURITIES, INC.
September 3, 2019 - November 25, 2019
EDWARD JONES
August 10, 2019 - November 25, 2019
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/10/2019
General Securities Representative ExaminationCurrent Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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