Chris Lightfoot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Lightfoot, who also goes by Christopher Brian Lightfoot, Christopher B Lightfoot, was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 2014. Chris had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2018 - December 31, 2022
COLLABORATIVE FINANCIAL PARTNERS LLC
April 28, 2017 - October 4, 2018
EDWARD JONES
January 11, 2017 - October 4, 2018
EDWARD JONES
March 3, 2014 - December 31, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLLABORATIVE FINANCIAL PARTNERS LLC
CRD#: 289444 / SEC#: 801-111094
Contact information
Regulatory assets under management
| Total Number of Accounts | 836 |
| AUM (Assets Under Management) | $ 103,229,878 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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