Paul D. Pizzuti
INNOVATIVE PRIVATE WEALTH MANAGEMENT
Greenville, SC 29615
Some features on this profile are disabled
CRD#: 6301085
Professional summary
Paul Dominic Pizzuti, CFP® is a registered financial advisor currently at INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. located in Greenville, South Carolina and INNOVATIVE FAMILY OFFICE LLC located in Greenville, South Carolina.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Paul has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Independent Insurance Agent; Investment Related; Greenville, SC; Approx. 10 hours per month with 0 hours during securities trading hours; Non-Securities Insurance Products. ~2.) Reedy Wealth LLC; Not Investment Related; 7 South Antigo Court, Greer, SC 29650; Operating Company; Founder; Start Date 01/2024; 0 hours/month. ~3.) Arma Lucis, LLC, Not Investment Related, 7 South Antigo Court, Greer, SC 29650; Real Estate; Owner/Operator; Start Date 01/2024; 10 hours/month with 0 hours during securities trading hours; the LLC owns a rental home as of 09/2024. ~4.) INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.; Investment-Related; Somers, NY; RIA; IAR; Start Date: 11/2023; Approximately 125 hours/month devoted to this business with all hours/month during securities trading hours. ~5.) BROADSTREET FAMILY OFFICE LLC; Investment-Related; Somers, NY; RIA; IAR; Start Date: 11/2024; Approximately 15 hours/month devoted to this business with all hours/month during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Dominic Pizzuti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
October 26, 2023 - Present
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.
Office #1: 3447 Pelham Road Suite 203, Greenville, SC 29615RIA
CRD#: 324586
Greenville, SC
Current
November 15, 2024 - Present
INNOVATIVE FAMILY OFFICE LLC
Office #1: 3447 Pelham Rd Suite 203, Greenville, SC 29615RIA
CRD#: 329496
Greenville, SC
Past
July 1, 2014 - November 15, 2023
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
COLUMBIA, SC
Past
June 4, 2014 - November 15, 2023
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
COLUMBIA, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.
BROADSTREET GLOBAL ADVISORS, INC. | INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. | INNOVATIVE INVESTMENT MANAGEMENT | BROADSTREET GLOBAL FINANCIAL ADVISORS, INC.
CRD#: 324586 / SEC#: 801-127387
RIA
Registered Investment Advisory firm - (2/27/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(10/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IP
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.
BROADSTREET GLOBAL ADVISORS, INC. | INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. | INNOVATIVE INVESTMENT MANAGEMENT | BROADSTREET GLOBAL FINANCIAL ADVISORS, INC.
CRD#: 324586 / SEC#: 801-127387
RIA
Registered Investment Advisory firm - (2/27/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
361 Route 202, Somers, NY 10589
Mailing Address
Phone number
(914) 427-8036
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 633 |
| AUM (Assets Under Management) | $ 118,258,916 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.
CRD#: 324586Greenville, SC 29615TRUST BUT VERIFY
Monitor Paul Pizzuti
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
