Gaurish Dalvi

DALVI INVESTMENT FUNDS

Alameda, CA

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CRD#: 6300951

Professional summary

Gaurish Dalvi, who also goes by Gourish Dalvi, is a registered financial advisor currently at DALVI INVESTMENT FUNDS, LLC located in Alameda, California.

Gaurish is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Gaurish has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gourish Dalvi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gaurish Dalvi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2014 - Present

DALVI INVESTMENT FUNDS, LLC

RIA

CRD#: 170425

Alameda, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/2/2014)

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Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2013

Uniform Investment Adviser Law Examination

Current Firm

DALVI INVESTMENT FUNDS, LLC

DALVI INVESTMENT FUNDS, LLC | DALVI, GAURISH

CRD#: 170425 / SEC#:

California

Registered Investment Advisory firm - (3/3/2014 Approved)

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Contact information

Main Address

Alameda, CA

Mailing Address

Phone number

(408) 679-2931

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 206,000

Red Flags

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Gaurish Dalvi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gaurish Dalvi's CRS (Customer Relationship Summary).

Certified licenses

Experience

DALVI INVESTMENT FUNDS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2013

Current Firm

DALVI INVESTMENT FUNDS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DALVI INVESTMENT FUNDS, LLC

TRUST BUT VERIFY

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