James Kildunne
Professional summary
James Kildunne, who also goes by James Bartley Kildunne, James Kildunne, is a registered financial professional currently at ZELMAN PARTNERS, LLC located in Denver, Colorado.
James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 10 firms and has passed the Series 66, Series 82TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Kildunne's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2023 - Present
ZELMAN PARTNERS, LLC
Office #1: 2345 E. 3rd Ave Suite 300, Denver, CO 80206April 19, 2023 - July 6, 2023
CETERA INVESTMENT SERVICES LLC
September 8, 2022 - July 6, 2023
CETERA ADVISORS LLC
November 12, 2020 - July 6, 2023
CETERA INVESTMENT ADVISERS LLC
October 25, 2018 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
January 11, 2017 - November 2, 2017
GIRARD SECURITIES, INC.
March 16, 2016 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
March 16, 2016 - July 6, 2023
CETERA INVESTMENT MANAGEMENT LLC
March 16, 2016 - July 6, 2023
CETERA WEALTH SERVICES, LLC
December 21, 2015 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2023)
(6/25/2024)
Exams
Series 82TO
Date: 4/19/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
ZELMAN PARTNERS, LLC
CRD#: 145187 / SEC#: , 8-67713
Contact information
FINRA licenses (26 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WDIB, LLC | MANAGING MEMBER | |
| ERWIN, STEPHEN TODD | CCO/AMLCO | 5028461 |
| GROMAN, DANIEL JASON | BOARD MEMBER | 7974401 |
| MCGILL, ANTHONY JACOB | MANAGING DIRECTOR, ADVISORY & CAPITAL MARKETS (DESIGNATED PRINCIPLE) | 4379700 |
| TABASSO, THEODORE PAUL | CHIEF OPERATIONS OFFICER, DIRECTOR OF SALES | 1875019 |
| THEOBALD, STEPHEN PATRICK | BOARD MEMBER | |
| WANK, STEPHEN H | CFO/FIN-OP | 5062089 |
| ZELMAN, IVY LYNNE | DIRECTOR OF RESEARCH | 2288665 |
Red Flags
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