Janet L. Mooney

USI ADVISORS

Dallas, TX 75254

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CRD#: 6299983

Professional summary

Janet Lynn Mooney, who also goes by Janet Lynn Chesarek, Janet Lynn, Janet Lynn Rebholtz, Janet Lynn Rubsamen, is a registered financial advisor currently at USI ADVISORS located in Dallas, Texas and USI SECURITIES, INC. located in Dallas, Texas.

Janet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Janet has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Janet Lynn Chesarek | Janet Lynn | Janet Lynn Rebholtz | Janet Lynn Rubsamen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janet Lynn Mooney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2026 - Present

USI ADVISORS

Office #1: 14241 Dallas Pkwy Ste 700, Dallas, TX 75254

RIA

CRD#: 108113

Dallas, TX

Current

July 8, 2026 - Present

USI SECURITIES, INC.

Office #1: 14241 Dallas Pkwy Ste 700, Dallas, TX 75254

RIA

CRD#: 43793

Dallas, TX

Current

July 8, 2026 - Present

USI SECURITIES, INC.

Office #1: 14241 Dallas Pkwy Ste 700, Dallas, TX 75254

RIA

CRD#: 43793

Dallas, TX

Past

January 5, 2026 - July 9, 2026

TLG ADVISORS, INC.

RIA

CRD#: 111052

Prosper, TX

Past

January 5, 2026 - July 9, 2026

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

May 1, 2024 - December 31, 2025

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

June 14, 2016 - May 8, 2024

OSAIC FA, INC.

RIA

CRD#: 3978

PROSPER, TX

Past

June 14, 2016 - May 1, 2024

OSAIC FA, INC.

CRD#: 3978

Prosper, TX

Past

August 7, 2015 - May 18, 2016

EDWARD JONES

RIA

CRD#: 250

FRISCO, TX

Past

April 27, 2015 - May 18, 2016

EDWARD JONES

CRD#: 250

FRISCO, TX

Past

March 12, 2014 - March 24, 2015

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(7/8/2026)

IAR

Texas
(7/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/21/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/26/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/12/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Janet L. Mooney

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janet Lynn Mooney's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

USI SECURITIES, INC.

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

OSAIC FA, INC.

OSAIC FA, INC.

EDWARD JONES

EDWARD JONES

ADP BROKER-DEALER, INC.

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2015

Series 63

Date: 3/21/2014

SIE

Date: 10/1/2018

Series 7

Date: 5/26/2015

Series 6

Date: 3/12/2014

FINRA

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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