Mark E. Brogley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edward Brogley, who also goes by Mark Brogley, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2016. Mark had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2018 - February 14, 2019
PLANNING SOLUTIONS GROUP, LLC
July 18, 2018 - February 14, 2019
TRIAD ADVISORS LLC
October 11, 2017 - January 29, 2018
LPL FINANCIAL LLC
June 2, 2017 - January 18, 2018
INTEGRATED WEALTH CONCEPTS LLC
May 25, 2016 - September 29, 2016
EDELMAN FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANNING SOLUTIONS GROUP, LLC
CRD#: 154118 / SEC#: 801-71722
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
