Andrew M. Moody
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Michael Moody, who also goes by Andrew Moody, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2014. Andrew had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2020 - April 8, 2022
CONFIGURE PARTNERS SECURITIES, LLC
May 4, 2018 - June 1, 2020
BURCH & COMPANY, INC
March 17, 2014 - November 13, 2017
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONFIGURE PARTNERS SECURITIES, LLC
CRD#: 165594 / SEC#: , 8-69172
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
