Raymond W. Kong
Professional summary
Raymond Wai Man Kong is a registered financial professional currently at COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 2014. Raymond has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 22 and Series 39 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Wai Man Kong's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2021 - Present
COMMERCE STREET CAPITAL, LLC
Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202February 24, 2014 - September 9, 2016
TEXAS E&P PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2021)
(7/2/2021)
(7/23/2021)
(7/7/2021)
(7/24/2021)
(7/2/2021)
(7/21/2021)
(7/20/2021)
Exams
Series 7TO
Date: 5/25/2021
General Securities Representative ExaminationFINRA
Current Firm
COMMERCE STREET CAPITAL, LLC
CRD#: 143797 / SEC#: , 8-67606
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
COMMERCE STREET CAPITAL, LLC
CRD#: 143797Dallas, TX 75202TRUST BUT VERIFY
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