Alexander M. Ross

COVINGTON ASSOCIATES

BOSTON, MA 02110

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CRD#: 6298189

Professional summary

Alexander Michael Ross is a registered financial professional currently at COVINGTON ASSOCIATES, LLC located in Boston, Massachusetts.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2015. Alexander has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Michael Ross's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2019 - Present

COVINGTON ASSOCIATES, LLC

Office #1: 99 Summer Street 2nd Floor, Boston, MA 02110Office #2: 99 Summer Street 2nd Floor, Boston, MA 02110

CRD#: 127437

BOSTON, MA

Past

January 10, 2017 - October 24, 2018

HEDGEYE RISK MANAGEMENT, LLC

RIA

CRD#: 147272

STAMFORD, CT

Past

June 24, 2016 - December 31, 2016

HEDGEYE RISK MANAGEMENT, LLC

RIA

CRD#: 147272

STAMFORD, CT

Past

September 29, 2015 - January 20, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BEDFORD, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(3/28/2019)

Exams

State Security Law Exam

Series 63

Date: 1/19/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/19/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 3/28/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 1/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/12/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COVINGTON ASSOCIATES, LLC

CRD#: 127437 / SEC#: , 8-65997

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

99 Summer Street 2nd Floor, Boston, MA 02110

Mailing Address

99 Summer Street 2nd Floor, Boston, MA 02110

Phone number

(617) 314-3950

Established

Massachusetts since 12/18/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CIBOTTI, THOMAS MARK	PARTNER
DUNN, IAN BENJAMIN	PARTNER, CHIEF COMPLIANCE OFFICER, AML SUPERVISOR,
COVINGTON, CHRISTOPHER HUGH	PARTNER
CROSBY-BROWN, LAURA MAY	FINOP	1545513

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander M. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Michael Ross's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEDGEYE RISK MANAGEMENT, LLC

HEDGEYE RISK MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/2019

Series 65

Date: 9/19/2014

Series 79TO

Date: 3/28/2019

SIE

Date: 1/20/2016

Series 7

Date: 9/29/2015

Series 24

Date: 12/12/2024

FINRA

Current Firm

COVINGTON ASSOCIATES, LLC

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

COVINGTON ASSOCIATES, LLC

TRUST BUT VERIFY

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