KS
Keleigh M. Sopher
JANNEY MONTGOMERY SCOTT LLC
Beaver, PA 15009-2531
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CRD#: 6297443
KS
Professional summary
Keleigh Marie Sopher, CFP®, who also goes by Keleigh Marie Stahlman, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Beaver, Pennsylvania.
Keleigh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Keleigh has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keleigh Marie Stahlman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Western PA council of Girl Scouts of America, Pittsburgh PA. Daisy Troop Leader: co-leading a troop of Girl Scout Daisies made up of kindergarteners and first graders in our community, including my daughter. Not compensated, 10 hrs./month, not Investment-Related, 10/2022.
CRS (Client Relationship Summary) - RIA
Click below to view Keleigh Marie Sopher's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Keleigh Marie Sopher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 3, 2018 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1337 Third Street, Beaver, PA 15009-2531RIA
BD
CRD#: 463
Beaver, PA
Current
July 3, 2018 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1337 Third Street, Beaver, PA 15009-2531RIA
BD
CRD#: 463
Beaver, PA
Past
April 15, 2014 - July 10, 2018
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
RIA
CRD#: 109355
BOSTON, MA
Past
April 9, 2014 - July 10, 2018
FEDERATED SECURITIES CORP.
RIA
CRD#: 5009
PITTSBURGH, PA
Past
April 9, 2014 - July 10, 2018
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
PITTSBURGH, PA
Past
March 19, 2014 - July 10, 2018
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/26/2021)
RR
Arizona(7/3/2018)
RR
California(7/3/2018)
RR
Colorado(7/3/2018)
RR
Connecticut(7/3/2018)
RR
Delaware(5/26/2021)
RR
District of Columbia(5/26/2021)
RR
Florida(7/3/2018)
RR
Georgia(7/3/2018)
RR
Hawaii(5/26/2021)
RR
Idaho(7/3/2018)
RR
Illinois(7/3/2018)
RR
Indiana(7/3/2018)
RR
Kansas(5/26/2021)
RR
Kentucky(7/3/2018)
RR
Louisiana(5/26/2021)
RR
Maine(5/26/2021)
RR
Maryland(7/3/2018)
RR
Massachusetts(7/3/2018)
IAR
Massachusetts(11/28/2018)
RR
Michigan(7/3/2018)
RR
Minnesota(5/26/2021)
RR
Missouri(5/26/2021)
RR
Nevada(5/26/2021)
RR
New Hampshire(5/26/2021)
RR
New Jersey(7/3/2018)
RR
New York(7/3/2018)
RR
North Carolina(7/3/2018)
RR
North Dakota(7/3/2018)
RR
Ohio(7/3/2018)
RR
Oklahoma(5/26/2021)
RR
Oregon(5/26/2021)
RR
Pennsylvania(7/3/2018)
IAR
Pennsylvania(7/3/2018)
RR
Rhode Island(5/26/2021)
RR
South Carolina(7/3/2018)
RR
Tennessee(2/7/2022)
RR
Texas(1/17/2019)
RR
Utah(7/3/2018)
RR
Vermont(5/26/2021)
RR
Virginia(7/3/2018)
RR
Washington(7/3/2018)
RR
West Virginia(7/3/2018)
RR
Wisconsin(5/26/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463Beaver, PA 15009-2531TRUST BUT VERIFY
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